-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HwaXOu9sPhyUo+QI9GqCKq0I+cJu9NoNWd4tO050XDYfeHPQh8zGIvfaldqBbhky JboSEU0FHW2XC/u5DZ/C3w== 0001181431-04-041144.txt : 20040820 0001181431-04-041144.hdr.sgml : 20040820 20040820175428 ACCESSION NUMBER: 0001181431-04-041144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040820 FILED AS OF DATE: 20040820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALVARADO DONALD G CENTRAL INDEX KEY: 0001212883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 04989829 BUSINESS ADDRESS: STREET 1: 600 CITADEL DR. CITY: COMMERCE STATE: CA ZIP: 90040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 4 1 rrd51070.xml X0202 4 2004-08-20 0 0000875751 SMART & FINAL INC/DE SMF 0001212883 ALVARADO DONALD G 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 S.V.P., Gen Counsel, Secretary Common Stock, par value $.01 per share 2004-08-18 4 D 0 2500 16.75 D 6213 D Common Stock, par value $.01 per share 2004-08-18 4 D 0 230 16.80 D 5983 D Common Stock, par value $.01 per share 2004-08-18 4 D 0 700 16.76 D 5283 D Common stock, par value $.01 per share 26076 I Deferred smart shares, held in the Supplemental Deferred Compensation plan. Stock Options 9.25 2000-05-04 2009-05-04 common 27600 27600 D Stock Options 6.875 2002-02-15 2010-02-15 common 17000 44600 D Stock Options 10.132 2003-09-27 2011-09-27 common 20000 64600 D Stock Options 9.8 2004-02-19 2012-02-19 common 17500 82100 D Stock Options 4.28 2005-02-19 2013-02-19 common 20000 102100 D Stock Options 6.5 2005-09-16 2013-09-16 common 20000 122100 D Stock Options 12.89 2006-02-17 2014-02-17 common 20000 142100 D Includes 4,000 vested smart shares Previously reported options. 1/5 of the options became exercisable on May 4 in each of 2000, 2001, 2002, 2003, 2004 and 1/5 will become exercisable on May 4 2005. Previously reported options. 1/3 of the options became exercisable on 2/15 in each of 2002, 2003 and 2004. Prevously reported options. 1/3 of the options became exercisable on 9/27 in each of 2003 and 2004 and 1/3 will become exercisable on 9/27/2005. Previously reported options. 1/3 of the options became excercisable on 2/19/2004 and 1/3 of the options will become exercisable on 2/19 in each of 2005 and 2006. Previously reported options. 1/3 of the options will become exercisable on 2/19 in each of 2005, 2006 and 2007. Previously reported options. 1/3 of the options will become exercisable on 9/16 in each of 2005, 2006 & 2007. Previously reported options. 1/3 of the options will become exercisable on 2/17 in each of 2006, 2007and 2008. Donald G. Alvarado 2004-08-20 -----END PRIVACY-ENHANCED MESSAGE-----