-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BKJu9mzPRPv4J4iPQJAZoPNlxI88MBLvmRJ2JDknqof0WHposhkkbi6ItOn3AHtE zM/niGnqqzmzvPhb6p7MdA== 0001181431-04-026840.txt : 20040519 0001181431-04-026840.hdr.sgml : 20040519 20040519204517 ACCESSION NUMBER: 0001181431-04-026840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040518 FILED AS OF DATE: 20040519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLASKETT THOMAS G CENTRAL INDEX KEY: 0001107197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 04819959 BUSINESS ADDRESS: STREET 1: 3911 FOX GLEN DRIVE CITY: IRVING STATE: TX ZIP: 75062 BUSINESS PHONE: 9726500829 MAIL ADDRESS: STREET 1: 3911 FOX GLEN DRIVE CITY: IRVING STATE: TX ZIP: 75062 4 1 rrd43074.xml FORM 4 X0202 4 2004-05-18 0 0000875751 SMART & FINAL INC/DE SMF 0001107197 PLASKETT THOMAS G 600 CITADEL DRIVE COMMERCE 90040 1 0 0 0 Common Stock, par value $.01 per share 24254 D Stock Options 9.25 2000-05-04 2009-05-04 Common 12500 12500 D Stock Options 8.375 2002-05-01 2010-05-01 Common 4000 16500 D Stock Options 4.40 2005-02-18 2013-02-18 Common 8000 24500 D Stock Options 3.46 2005-05-22 2013-05-22 Common 4000 28500 D Stock Options 13.47 2004-05-18 4 A 0 4000 13.47 A 2006-05-18 2014-05-18 Common 4000 32500 D Includes 1,680 directors shares and 3,934 vested smart shares. Previously reported options. 1/3 became exercisable on May 4 in each of 2000, 2001 and 2002. Previously reported options. 1/3 became exercisable on May 1 in each of 2002, 2003 and 2004. Previously reported options. 1/3 of the options will become exercisable on February 18 in each of 2005, 2006 and 2007, Previously reported options. 1/3 will become exercisable on May 22 in each of 2005, 2006 and 2007. Grant to reporting person of options from the Company's Non-Employee Director Stock Plan. 1/3 will become exercisable on May 18 in each of 2006, 2007 and 2008. Thomas G. Plaskett 2004-05-19 -----END PRIVACY-ENHANCED MESSAGE-----