-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EhjgelUkv6xvi67+Zdg6NNlc1ft40rQz3UXO84kjC5/PWWyZJ3fCpym+FgN0/1NI Uhq4JGb5mGWKLJ33e1MxJw== 0001181431-04-014455.txt : 20040308 0001181431-04-014455.hdr.sgml : 20040308 20040308182640 ACCESSION NUMBER: 0001181431-04-014455 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040217 FILED AS OF DATE: 20040308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALVARADO DONALD G CENTRAL INDEX KEY: 0001212883 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 04655714 BUSINESS ADDRESS: STREET 1: 600 CITADEL DR. CITY: COMMERCE STATE: CA ZIP: 90040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 4/A 1 rrd36085.xml FORM 4 X0201 4/A 2004-02-17 2004-02-18 0 0000875751 SMART & FINAL INC/DE SMF 0001212883 ALVARADO DONALD G 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 S.V.P., Gen Counsel, Secretary Common Stock, par value $.01 per share 8713 D Common Stock, par value $.01 per share 26076 I see footnote 1 Stock Options 12.89 2004-02-17 4 A 0 20000 12.89 A 2006-02-17 2014-02-17 Common 20000 20000 D Stock Options 6.50 2005-09-16 2013-09-16 Common 20000 40000 D Stock Options 4.28 2005-02-19 2013-02-19 Common 20000 60000 D Stock Options 9.80 2004-02-19 2012-02-19 Common 17500 77500 D Stock Options 10.132 2003-09-27 2011-09-27 Common 20000 97500 D Stock Options 6.875 2002-02-15 2010-02-15 Common 17000 114500 D Stock Options 9.25 2000-05-04 2009-05-04 Common 27600 142100 D Deferred smart shares, held in the Supplemental Deferred Compensation plan. Includes 4,000 vested smart shares Previously reported options. 1/3 will become exercisable on 9/16 in each of 2005, 2006 and 2007. Grant to reporting person of options under the "Company" Long-Term Equity Compensation Plan. One-third of the options become exercisable on February 17 in each of 2006, 2007 & 2008. Previously reported options. 1/3 of the options will become exercisable on 2/19 in each of 2005, 2006 and 2007. Previously reported options. 1/3 of the options will become exercisable on 2/19/2004 and 1/3 of the options will become exercisable on 2/19 in each of 2005 & 2006. Previously reported options. 1/3 became exercisable on 9/27/2003 and 1/3 will become exercisable on 9/27 in each of 2004 & 2005. Previously reported options. 1/3 of the options became exercisable on 2/15 in each of 2002, 2003 and 2004. Previously reported options. 1/5 of the options became exercisable on May 4 in each of 2000, 2001, 2002 & 2003. The remaining 1/5 will become exercisable on May 4, 2004. Donald G. Alvarado 2004-03-08 -----END PRIVACY-ENHANCED MESSAGE-----