-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NuRblhQubtlZEF6XZ9tKajDCgGEwm+DXKitThUe/FhYFHh8NAw01ucVFtZn287IP kLYFKfu+pP2+Zn7VxNnQ0w== 0001181431-04-013578.txt : 20040303 0001181431-04-013578.hdr.sgml : 20040303 20040303194253 ACCESSION NUMBER: 0001181431-04-013578 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040217 FILED AS OF DATE: 20040303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHEGLEY RICHARD N CENTRAL INDEX KEY: 0001212877 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 04647302 BUSINESS ADDRESS: STREET 1: 600 CITADEL DR. CITY: COMMERCE STATE: CA ZIP: 90040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 4/A 1 rrd35629.xml FORM 4A X0201 4/A 2004-02-17 2004-02-19 0 0000875751 SMART & FINAL INC/DE SMF 0001212877 PHEGLEY RICHARD N 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 Senior Vice President, CFO Common Stock, par value $.01 per share 1000 D Common Stock, par value $.01 per share 27979 I See footnote 2 Stock Options 6.50 2005-09-16 2013-09-16 Common 25000 25000 D Stock Options 12.89 2004-02-17 4 A 0 20000 12.89 A 2006-02-17 2014-02-17 Common 20000 45000 D Stock Options 4.28 2005-02-19 2013-02-19 Common 45000 90000 D Stock Options 9.25 2000-05-04 2009-05-04 Common 13000 103000 D Stock Options 6.8975 2002-02-15 2010-02-15 Common 11000 114000 D Stock Options 10.132 2003-09-27 2011-09-27 Common 45000 159000 D Stock Options 9.80 2004-02-19 2012-02-19 Common 25000 184000 D Shares held in the Company's Supplemental Deferred Compensation Plan. Previously reported options. 1/3 will become exercisable on 9/16/2005, 1/3 on 9/16/2006 and 1/3 on 9/16/2007. Grant to reporting person of options under the "Company" Long-Term EquityCompensation Plan. One-third of the options become exercisable on February 17 in each of 2006, 2007, 2008. Previously reported options. 1/3 will become exercisable on 2/19 in each of 2005, 2006 and 2007. Previously reported options. 1/5 became exercisable on May 4 in each of 2000, 2001, 2002, 2003 and 1/5 will become exercisable on May 4, 2004. Previously reported options. 1/3 became exercisable on 2/15 in each of 2002, 2003 and 2004. Previously reported options. 1/3 became exercisable on 9/27/03 and 1/3 will become exercisble on 9/27 in each of 2004 and 2005. Richard N. Phegley 2004-03-03 -----END PRIVACY-ENHANCED MESSAGE-----