-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B9ZaWh98QsbtAqXZ50ZEYwIV4ZP8qLgbZj3cxy1WXfUPlwDXYqrKXh6e8DMAWBHr 1wz0ZC/kk5tdML9TAfp+WQ== 0001181431-04-011538.txt : 20040223 0001181431-04-011538.hdr.sgml : 20040223 20040223212224 ACCESSION NUMBER: 0001181431-04-011538 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040217 FILED AS OF DATE: 20040223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MULLINS SUZANNE CENTRAL INDEX KEY: 0001212880 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 04623361 BUSINESS ADDRESS: STREET 1: 600 CITADEL DR. CITY: COMMERCE STATE: CA ZIP: 90040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 4/A 1 rrd34413.xml FORM 4 X0201 4/A 2004-02-17 2004-02-19 0 0000875751 SMART & FINAL INC/DE SMF 0001212880 MULLINS SUZANNE 600 CITADEL DRIVE COMMERCE CA 90040 0 1 0 0 S.V.P., St. Oper., S&FSC Common Stock, par value $.01 per share 14489 D Common Stock, par value $.01 per share 19000 I See footnote 2 Stock Options 6.50 2005-09-16 2013-09-16 Common 15000 15000 D Stock Options 12.89 2004-02-17 4 A 0 20000 12.89 A 2006-02-17 2014-02-17 Common 20000 35000 D Stock Options 10.77 1993-06-18 2006-06-18 Common 22500 57500 D Stock Options 9.25 2000-05-04 2009-05-04 Common 25800 83300 D Stock Options 6.875 2002-02-15 2010-02-15 Common 15000 98300 D Stock Options 10.132 2003-09-27 2011-09-27 Common 17500 115800 D Stock Options 9.80 2004-02-19 2012-02-19 Common 15000 130800 D Stock Options 4.28 2005-02-19 2013-02-19 Common 20000 150800 D Grant to reporting person of options under the "Company" Long-Term Equity Compensation Plan. One-third of the options become exercisable on February 17 in each of 2006, 2007, 2008. Deferred smart shares held in the Company's Supplemental Deferred Compensation Plan. 1/3 will become exercisable on 9/16/2005, 1/3 on 9/16/2006 and 1/3 on 9/16/2007 Previously reported fully vested options. The reported transaction involved only the extension of the term of the options. The options originally were to expire on 06/18/2001 and was extended to 06/18/2006. Previouisly reported options. 1/5 of the options became exercisable on May 4 in each of 2000, 2001, 2002, 2003 and 2004. Previously reported options. 1/3 became exercisable on 2/15 in each of 2002, 2003, 2004. Previously reported options. 1/3 of the options became exercisable on 9/27/03 and 1/3 will become exercisable on 9/27 in each of 2004, 2005. Previously reported options. 1/3 of the options become exercisable on 2/19 in each of 2005, 2006, 2007 Suzanne Mullins 2004-02-23 -----END PRIVACY-ENHANCED MESSAGE-----