-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ROF+e7mwPgobJ0xKcrM9tkYleqLSCV9v3nZABUZsqgnH389lMoCW2DCTtuHq+8UQ vWoE0G2fT3Wm5M2aUkc3BQ== 0001181431-03-025922.txt : 20031006 0001181431-03-025922.hdr.sgml : 20031006 20031006210755 ACCESSION NUMBER: 0001181431-03-025922 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031006 FILED AS OF DATE: 20031006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROEDER ROSS E CENTRAL INDEX KEY: 0001210661 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 03930453 MAIL ADDRESS: STREET 1: 600 CITADEL DR CITY: COMMERCE STATE: CA ZIP: 90040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 4 1 rrd19996.xml FORM 4 X0201 42003-10-060 0000875751 SMART & FINAL INC/DE SMF 0001210661 ROEDER ROSS E 600 CITADEL DR. COMMERCE CA 91739 1100Chairman, CEOCommon Stock, par value $.01 per share2003-10-064A010006.09A18031ISee footnote 1Common Stock, par value $.01 per share2003-10-064A010006.15A19031ISee footnote 1Common Stock, par value $.01 per share2003-10-064A051006.00A24131ISee footnote 1Common Stock, par value $.01 per share2003-10-064A09005.99A25031ISee footnote 1Common Stock, par value $.01 per share2003-10-064A010006.14A26031ISee footnote 1Common Stock, par value $.01 per share2003-10-064A010006.10A27031ISee footnote 1Common Stock, par value $.01 per share132896DStock Options10.771993-06-182006-06-18Common2250022500DStock Options9.251999-05-042009-05-04Common1250012500DStock Options9.251999-12-312009-12-31Common2 00000200000DStock Options6.8752000-02-152010-02-15Common5000050000DStock Options10.1322001-09-272011-09-27Common300000300000DStock Options4.282003-02-192013-02-19Common131250131250DStock Options6.502003-09-162013-09-16Common750007500 0D22,931 represents Mr. Roeder's indirect pecuniary interest in shares held by the Ross E. Roeder retirement account and 4,100 represents Mr. Roeder's indirect pecuniary interest in shares held by Marketing Design Defined Benefit PlanIncludes 20,000 vested smart shares and 64,421 restricted smart sharesPreviously reported completely vested options. The options originally expired on 6/18/01 and was extended to 6/18/06.Previously reported fully vested options.Previously reported fully vested options.Previously reported options. One-third of the options became exercisable on February 15 in each of 2002 and 2003 and one-third will be come exercisable on 2/15/2004.Previously reported options. One-third of the options will become exercisable on September 27 in each of 2003, 2004, 2005.Previously reported options. One-third of the options will become exercisable on February 19 in each of 2005, 2006, 2007Previously reported options. One-third of the options will become exercisable on September 16 in each of 2005, 2006, 2007.Ross E. Roeder2003-10-06 -----END PRIVACY-ENHANCED MESSAGE-----