Form 8-K

0000898430-02-004246.txt : 20021115 0000898430-02-004246.hdr.sgml : 20021115 20021115130157 ACCESSION NUMBER: 0000898430-02-004246 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021115 ITEM INFORMATION: FILED AS OF DATE: 20021115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMART & FINAL INC/DE CENTRAL INDEX KEY: 0000875751 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 954079584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10811 FILM NUMBER: 02829218 BUSINESS ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 BUSINESS PHONE: 3238697500 MAIL ADDRESS: STREET 1: 600 CITADEL DRIVE CITY: CITY OF COMMERCE STATE: CA ZIP: 90040 FORMER COMPANY: FORMER CONFORMED NAME: SFI CORP /CA DATE OF NAME CHANGE: 19600201 8-K 1 d8k.htm FORM 8-K Form 8-K

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

November 15, 2002

SMART & FINAL INC.

(Exact name of Registrant as specified in its charter)

Delaware		001-10811		95-4079584
(State of Incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

600 Citadel Drive City of Commerce, California		90040
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (323) 869-7500

Item 9. Regulation FD Disclosure.

On November 15, 2002, Smart & Final Inc. (the “Company”) filed with the Securities and Exchange Commission its Quarterly Report on Form 10-Q for the quarter ended October 6, 2002. Accompanying such report were certifications of the Company’s Chief Executive Officer, Ross E. Roeder, and Chief Financial Officer, Richard N. Phegley, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002. The Company is filing, as Exhibits 99.1 and 99.2 attached hereto and incorporated herein by reference, copies of such certifications in the form in which said officers executed them.

The information in the Current Report on Form 8-K is furnished pursuant to Item 9 and shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section. Furthermore, the information in this Current Report on Form 8-K shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933 as amended.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, Registrant has duly authorized this report to be signed on its behalf by the undersigned duly authorized.

		SMART & FINAL INC.
		By:

Date: November 15, 2002		/s/ Richard N. Phegley
		Richard N. Phegley
		Senior Vice President and Chief Financial Officer

EX-99.1 3 dex991.htm CERTIFICATION OF CEO Certification of CEO

Exhibit 99.1

CERTIFICATION PURSUANT TO

18 U.S.C. § 1350,

AS ADOPTED PURSUANT TO

§ 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Smart & Final Inc. (the “Company”) on Form 10-Q for the quarter ended October 6, 2002 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Ross E. Roeder, Chairman of the Board and Chief Executive Officer of the Company, certify, based on my knowledge, and pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:

The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Date: November 15, 2002				/s/ ROSS E. ROEDER
				Ross E. Roeder Chairman of the Board and Chief Executive Officer

EX-99.2 4 dex992.htm CERTIFCATION OF CFO Certifcation of CFO

Exhibit 99.2