0001079973-23-000301.txt : 20230309
0001079973-23-000301.hdr.sgml : 20230309
20230309181413
ACCESSION NUMBER: 0001079973-23-000301
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230307
FILED AS OF DATE: 20230309
DATE AS OF CHANGE: 20230309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH MARK A
CENTRAL INDEX KEY: 0001168243
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19333
FILM NUMBER: 23721045
MAIL ADDRESS:
STREET 1: 641 LEXINGTON AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BION ENVIRONMENTAL TECHNOLOGIES INC
CENTRAL INDEX KEY: 0000875729
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870]
IRS NUMBER: 841176672
STATE OF INCORPORATION: CO
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: PO BOX 323
CITY: OLD BETHPAGE
STATE: NY
ZIP: 11804
BUSINESS PHONE: (212) 758-6622
MAIL ADDRESS:
STREET 1: PO BOX 323
CITY: OLD BETHPAGE
STATE: NY
ZIP: 11804
FORMER COMPANY:
FORMER CONFORMED NAME: RSTS CORP
DATE OF NAME CHANGE: 19930328
4
1
ownership.xml
X0306
4
2023-03-07
0
0000875729
BION ENVIRONMENTAL TECHNOLOGIES INC
BNET
0001168243
SMITH MARK A
401 N. RIVERSIDE DRIVE #408
POMPANO BEACH
FL
33062
1
1
1
0
President
Common Stock
2023-03-07
4
A
0
739958
0.00
A
1046535
D
Common Stock
2023-03-07
4
G
0
300000
0.00
D
746535
D
Common Stock
53756
I
Wife IRA
Common Stock
62535
I
MAS IRA
Common Stock
12681
I
Lotaylingkyur Foundation
Adjusted 2020 Convertible Obligation
0.50
2023-03-07
4
D
0
70000
0.00
D
Common Stock
0.00
2192518
D
Class MARCON Warrants
0.75
2023-03-07
4
A
0
739958
0.00
A
Common Stock
739958
739958
D
Class MARCON Warrants
0.75
2023-03-07
4
G
0
410000
0.00
D
Common Stock
410000
329958
D
Various Other Classes-Warrants
Common Stock
1271944
1271944
D
Options (right to buy)
Common Stock
2425000
2425000
D
On March 7, 2023, Mr. Smith converted $70,000 of principal from his Adjusted 2020 Convertible note into 739,958 Units; each unit consisting of one share and one warrant with the exercise price of $.75 until 3/7/2026. Each of these warrants carry an exercise bonus of 75%.
On March 7, Mr. Smith gifted/donated 300,000 shares to various nonprofit entities and/or family members. Of the 439,958 shares not gifted, 250,000 shares are registered to Mr. Smith's wife.
On March 7, 2023, Mr. Smith gifted/donated 410,000 warrants to various nonprofit entities and/or family members. Of the 329,958 warrants not gifted, 250,000 warrants are registered to Mr. Smith's wife.
As of March 7, 2023, Mr. Smith is the direct owner of 1,271,944 underlying other warrants in addition to those acquired in the March 7, 2023 conversion (see Note 1). These warrants are comprised of various classes and various prices with expiration dates ranging from 2024 to 2025 and exercise bonus terms ranging from 75% to 90%.
As of March 7, 2023, Mr. Smith is the direct owner of 2,425,000 underlying options. These options are comprised of various classes and various prices with expiration dates ranging from 2024 to 2026 and exercise bonus terms ranging from 75% to 90%.
/s/ Mark Smith
2023-03-09