0001079973-17-000571.txt : 20171004 0001079973-17-000571.hdr.sgml : 20171004 20171004143919 ACCESSION NUMBER: 0001079973-17-000571 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171002 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20171004 DATE AS OF CHANGE: 20171004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BION ENVIRONMENTAL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000875729 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 841176672 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-19333 FILM NUMBER: 171121275 BUSINESS ADDRESS: STREET 1: C/O BOX 566 STREET 2: 1774 SUMMITVIEW WAY CITY: CRESTONE STATE: CO ZIP: 81131 BUSINESS PHONE: (212) 758-6622 MAIL ADDRESS: STREET 1: C/O BOX 566 STREET 2: 1774 SUMMITVIEW WAY CITY: CRESTONE STATE: CO ZIP: 81131 FORMER COMPANY: FORMER CONFORMED NAME: RSTS CORP DATE OF NAME CHANGE: 19930328 8-K 1 bion_8k.htm FORM 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

October 2, 2017
Date of Report (date of earliest event reported)

BION ENVIRONMENTAL TECHNOLOGIES, INC.
Exact name of Registrant as Specified in its Charter

Colorado
 
000-19333
 
84-1176672
State or Other Jurisdiction of Incorporation
 
Commission File Number
 
IRS Employer Identification Number
 
Box 566/1774 Summitview Way
Crestone, Colorado 81131
Address of Principal Executive Offices, Including Zip Code

(212) 758-6622
Registrant's Telephone Number, Including Area Code

Not applicable
Former name or former address, if changed since last report

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
[_]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[_]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[_]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[_]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [_]
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  [_] 
 


ITEM 7.01 REGULATION FD DISCLOSURE.
 
On October 3, 2017, the Company placed a ‘Shareholder Alert’ on the Investor page of the Company's website, www.biontech.com communicating that:
 
a)
The Company  executed on October 2, 2017  a non-exclusive  investment banking agreement  with Bradley Woods & Co., Ltd., a New York investment banking firm, to provide strategic and financial advice to Bion; and
 
b)
Pennsylvania Senate Bill 799 to establish a competitive bidding program to reduce the Commonwealth of Pennsylvania (‘PA’)’s clean water costs, will be considered in the PA Senate Environmental Resources and Energy Committee on Tuesday, October 17, 2017.

ITEM 9.01  FINANCIAL STATEMENTS AND EXHIBITS.
 
(a)  Financial Statements of Businesses Acquired
 
Not Applicable.
 
(b)  Pro Forma Financial Information
 
Not Applicable.
 
(c)  Shell Company Transactions
 
Not Applicable.
 
(d)  Exhibits.

Exhibit
Number
 
Description
     
99.1
 
Shareholder Alert (dated October 3, 2017)
 



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
BION ENVIRONMENTAL TECHNOLOGIES, INC.
   
   
   
Date:  October 4, 2017
By: /s/ Mark A. Smith
      Mark A. Smith, President

EX-99.1 2 ex99x1.htm EXHIBIT 99.1
Exhibit 99.1
 
 
Shareholder Alert – SB 799 calendared for Oct 17

October 03, 2017
Pennsylvania Senate Bill 799, introduced to establish a competitive bidding program to reduce the state’s clean water costs, will be considered in the PA Senate Environmental Resources and Energy Committee on Tuesday, October 17, 2017. For more information on the bill, including links to the SB 799 Legislative website page, see Bion’s press release, dated June 29, 2017. Additional news and information related to Pennsylvania’s clean water issues and its Chesapeake Bay mandates can be reviewed on the Policy Page of Bion’s website.
In other news, on Monday, Oct 2, 2017, Bion executed an agreement with Bradley Woods & Co., Ltd., a New York investment banking firm, to provide strategic and financial advice to Bion.
For more information, please contact Craig Scott at (303) 843-6191 or cscott@biontech.com.