0001437749-23-034073.txt : 20231211 0001437749-23-034073.hdr.sgml : 20231211 20231211160402 ACCESSION NUMBER: 0001437749-23-034073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231207 FILED AS OF DATE: 20231211 DATE AS OF CHANGE: 20231211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAIN PHILIP A CENTRAL INDEX KEY: 0001294958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20852 FILM NUMBER: 231478136 MAIL ADDRESS: STREET 1: C/O CXO ON THE GO OF DELAWARE, LLC STREET 2: 3349 MONROE AVENUE, # 256 CITY: ROCHESTER STATE: NY ZIP: 14618 FORMER NAME: FORMER CONFORMED NAME: Fain Phillip DATE OF NAME CHANGE: 20040622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULTRALIFE CORP CENTRAL INDEX KEY: 0000875657 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 161387013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 BUSINESS PHONE: 3153327100 MAIL ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 FORMER COMPANY: FORMER CONFORMED NAME: ULTRALIFE BATTERIES INC DATE OF NAME CHANGE: 19940224 4 1 rdgdoc.xml FORM 4 X0508 4 2023-12-07 0000875657 ULTRALIFE CORP ULBI 0001294958 FAIN PHILIP A 2000 TECHNOLOGY PARKWAY NEWARK NY 14513 1 CFO and Treasurer 0 Stock Options for ULBI Common Stock; $.10 par Value 2023-12-07 4 A 0 18400 6.8354 A 2030-12-07 Stock Options for ULBI Common Stock; $.10 par Value 18400 143400 D On December 7, 2023 Ultralife Corporation's Board of Directors awarded 18,400 stock options to Philip A. Fain under Ultralife's 2014 Long-Term Incentive Plan as Amended. These options vest as follows: 6,134 options vest on December 7, 2024; 6,133 options vest on December 7, 2025 and 6,133 options vest on December 7, 2026. The price reported is the volume weighted average price (VWAP) for Ultralife Common Stock on December 7, 2023, the date of award. /s/ Philip Fain 2023-12-11