0001209191-18-048074.txt : 20180822 0001209191-18-048074.hdr.sgml : 20180822 20180822205811 ACCESSION NUMBER: 0001209191-18-048074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180821 FILED AS OF DATE: 20180822 DATE AS OF CHANGE: 20180822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Horton Andrean CENTRAL INDEX KEY: 0001661135 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07459 FILM NUMBER: 181033517 MAIL ADDRESS: STREET 1: 3637 RIDGEWOOD RD CITY: FAIRLAWN STATE: X1 ZIP: 44333 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHULMAN A INC CENTRAL INDEX KEY: 0000087565 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 340514850 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 3637 RIDGEWOOD ROAD CITY: FAIRLAWN STATE: OH ZIP: 44333 BUSINESS PHONE: 3306663751 MAIL ADDRESS: STREET 1: 3637 RIDGEWOOD ROAD CITY: FAIRLAWN STATE: OH ZIP: 44333 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-21 1 0000087565 SCHULMAN A INC SHLM 0001661135 Horton Andrean 3637 RIDGEWOOD ROAD FAIRLAWN OH 44333 0 1 0 0 Senior Corp. Counsel Common Stock 2018-08-21 4 D 0 6521 42.00 D 0 D Stock Option (Right to Buy) 32.55 2018-08-21 4 D 0 6000 9.45 D 2020-01-11 2027-01-11 Common Stock 6000 0 D Stock Option (Right to Buy) 38.90 2018-08-21 4 D 0 7620 3.10 D 2021-01-10 2028-01-10 Common Stock 7620 0 D Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 6,521 CVRs. Pursuant to the Merger Agreement, all outstanding options were settled for merger consideration equal to $42.00 less the exercise price of the option and one CVR for each share of common stock underlying the option. In addition to the cash consideration, the reporting person also received 6,000 CVRs. In addition to the cash consideration, the reporting person also received 7,620 CVRs. /s/ Aaron S. Berke, attorney in fact for Andrean Horton 2018-08-22