0001209191-18-048074.txt : 20180822
0001209191-18-048074.hdr.sgml : 20180822
20180822205811
ACCESSION NUMBER: 0001209191-18-048074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180821
FILED AS OF DATE: 20180822
DATE AS OF CHANGE: 20180822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Horton Andrean
CENTRAL INDEX KEY: 0001661135
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07459
FILM NUMBER: 181033517
MAIL ADDRESS:
STREET 1: 3637 RIDGEWOOD RD
CITY: FAIRLAWN
STATE: X1
ZIP: 44333
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHULMAN A INC
CENTRAL INDEX KEY: 0000087565
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 340514850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 3637 RIDGEWOOD ROAD
CITY: FAIRLAWN
STATE: OH
ZIP: 44333
BUSINESS PHONE: 3306663751
MAIL ADDRESS:
STREET 1: 3637 RIDGEWOOD ROAD
CITY: FAIRLAWN
STATE: OH
ZIP: 44333
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-21
1
0000087565
SCHULMAN A INC
SHLM
0001661135
Horton Andrean
3637 RIDGEWOOD ROAD
FAIRLAWN
OH
44333
0
1
0
0
Senior Corp. Counsel
Common Stock
2018-08-21
4
D
0
6521
42.00
D
0
D
Stock Option (Right to Buy)
32.55
2018-08-21
4
D
0
6000
9.45
D
2020-01-11
2027-01-11
Common Stock
6000
0
D
Stock Option (Right to Buy)
38.90
2018-08-21
4
D
0
7620
3.10
D
2021-01-10
2028-01-10
Common Stock
7620
0
D
Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 6,521 CVRs.
Pursuant to the Merger Agreement, all outstanding options were settled for merger consideration equal to $42.00 less the exercise price of the option and one CVR for each share of common stock underlying the option.
In addition to the cash consideration, the reporting person also received 6,000 CVRs.
In addition to the cash consideration, the reporting person also received 7,620 CVRs.
/s/ Aaron S. Berke, attorney in fact for Andrean Horton
2018-08-22