0001209191-18-003505.txt : 20180112
0001209191-18-003505.hdr.sgml : 20180112
20180112214218
ACCESSION NUMBER: 0001209191-18-003505
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180110
FILED AS OF DATE: 20180112
DATE AS OF CHANGE: 20180112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WESTBROOKS KRISTOPHER R
CENTRAL INDEX KEY: 0001638813
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-07459
FILM NUMBER: 18527027
MAIL ADDRESS:
STREET 1: 3637 RIDGEWOOD ROAD
CITY: FAIRLAWN
STATE: OH
ZIP: 44333
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCHULMAN A INC
CENTRAL INDEX KEY: 0000087565
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821]
IRS NUMBER: 340514850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 3637 RIDGEWOOD ROAD
CITY: FAIRLAWN
STATE: OH
ZIP: 44333
BUSINESS PHONE: 3306663751
MAIL ADDRESS:
STREET 1: 3637 RIDGEWOOD ROAD
CITY: FAIRLAWN
STATE: OH
ZIP: 44333
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-10
0
0000087565
SCHULMAN A INC
SHLM
0001638813
WESTBROOKS KRISTOPHER R
3637 RIDGEWOOD ROAD
FAIRLAWN
OH
44333
0
1
0
0
VP - Controller and CAO
Common Stock
2018-01-10
4
A
0
1140
0.00
A
5321
D
Stock Option (Right to Buy)
38.90
2018-01-10
4
A
0
3240
0.00
A
2021-01-10
2028-01-10
Common Stock
3240
3240
D
Award represents a grant of restricted stock units which restrictions lapse on the third anniversary of the grant date. On such date, these restricted stock units will be settled in shares of the Company's common stock on a 1-to-1 basis.
Includes 521 shares acquired by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan.
/s/ Aaron S. Berke, attorney in fact for Kristopher R. Westbrooks
2018-01-12