0001209191-18-003505.txt : 20180112 0001209191-18-003505.hdr.sgml : 20180112 20180112214218 ACCESSION NUMBER: 0001209191-18-003505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180110 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTBROOKS KRISTOPHER R CENTRAL INDEX KEY: 0001638813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07459 FILM NUMBER: 18527027 MAIL ADDRESS: STREET 1: 3637 RIDGEWOOD ROAD CITY: FAIRLAWN STATE: OH ZIP: 44333 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCHULMAN A INC CENTRAL INDEX KEY: 0000087565 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 340514850 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 3637 RIDGEWOOD ROAD CITY: FAIRLAWN STATE: OH ZIP: 44333 BUSINESS PHONE: 3306663751 MAIL ADDRESS: STREET 1: 3637 RIDGEWOOD ROAD CITY: FAIRLAWN STATE: OH ZIP: 44333 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-10 0 0000087565 SCHULMAN A INC SHLM 0001638813 WESTBROOKS KRISTOPHER R 3637 RIDGEWOOD ROAD FAIRLAWN OH 44333 0 1 0 0 VP - Controller and CAO Common Stock 2018-01-10 4 A 0 1140 0.00 A 5321 D Stock Option (Right to Buy) 38.90 2018-01-10 4 A 0 3240 0.00 A 2021-01-10 2028-01-10 Common Stock 3240 3240 D Award represents a grant of restricted stock units which restrictions lapse on the third anniversary of the grant date. On such date, these restricted stock units will be settled in shares of the Company's common stock on a 1-to-1 basis. Includes 521 shares acquired by the reporting person in accordance with the provisions of the A. Schulman, Inc. Employee Stock Purchase Plan. /s/ Aaron S. Berke, attorney in fact for Kristopher R. Westbrooks 2018-01-12