-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VuBvS8hpWMhanBB+YPKlOpnQywWhSSPRyNyH8Fj1im4urWS/NfwSaeTPCn6kVySp 5ya9IsKjexZNz9KKcBaE7Q== 0000909012-97-000020.txt : 19970222 0000909012-97-000020.hdr.sgml : 19970222 ACCESSION NUMBER: 0000909012-97-000020 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970218 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERIS LABORATORIES INC CENTRAL INDEX KEY: 0000875620 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 770274078 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42238 FILM NUMBER: 97536585 BUSINESS ADDRESS: STREET 1: 2890 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084349200 MAIL ADDRESS: STREET 1: 2890 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SACHS MORTON H & CO /KY/ /ADV CENTRAL INDEX KEY: 0000756246 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 610881884 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1346 S THIRD ST CITY: LOUISVILLE STATE: KY ZIP: 40208 BUSINESS PHONE: 5026365633 MAIL ADDRESS: STREET 1: 1346 S THIRD ST CITY: LOUISVILLE STATE: KY ZIP: 40208 FORMER COMPANY: FORMER CONFORMED NAME: SACHS MORTON H & CO /KY/ /ADV DATE OF NAME CHANGE: 19970214 SC 13G 1 MERIS LABORATORIES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Meris Laboratories Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 589848100 (CUSIP Number) *The remainder of this cover shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsquenent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Morton H. Sachs & Co. DBA The Sachs Company 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) N/A (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Kentucky NUMBER OF 5. SOLE VOTING POWER 841,500 SHARES BENEFICIALLY 6. SHARED VOTING POWER 0 OWNED BY EACH 7. SOLE DISPOSITIVE POWER 841,500 REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 841,500 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.5% 12. TYPE OF REPORTING PERSON* IA Cusip No.589848100 13G Page 2 of 3 Pages Schedule 13G Additional Information Item # 1. (a) Name of Issuer: Meris Laboratories Inc. (b) Address of Issuer's Principal Executive Offices: 2890 Zanker Road San Jose, CA 95134 2. (a) Name of Person Filing: Morton H. Sachs & Co. DBA The Sachs Company (b) Address of Principal Business Office for Each of the Above: 1346 South Third Street Louisville, KY 40208 (c) Citizenship: A Kentucky Corporation (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 589848100 3. This statement is filed pursuant to Rule 13d-1(b), or 13d-2(b). The person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [x] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provsions of the Employee Retirement Income Security Act of 1974 or Endowment Fund (g) [ ] Parent Holding Company, in accordance with 240.13d-1(b)(ii)(G) (Note: See Item 7) The Sachs Company is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940 and Morton H. Sachs is an individual controlling shareholder thereof reporting under Rule 13d-1(b) (ii) (G). (h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H) 4. Ownership: (a) Amount Beneficially Owned: 841,500 (b) Percent of Class: 10.5% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 841,500 (ii) shared power to vote or to direct the vote None (iii) sole power to dispose or to direct the disposition of 841,500 (iv) shared power to dispose or to direct the disposition of None 5. Ownership of Five Percent or Less of a Class: N/A CUSIP NO.589848100 13G Page 3 of 3 Pages Schedule 13G Additional Information (continued) Item # 6. Ownership of More than Five Percent on Behalf of Another Person: N/A 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: N/A 8. Identification and Classification of Members of the Group: N/A 9. Notice of Dissolution of Group: N/A 10. Certification: By signing below, the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SEE NOTE No. 1 BELOW After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: As of June 10, 1996 Signature: Dated On: February 12, 1997 Morton H. Sachs, President Morton H. Sachs & Co. DBA The Sachs Company By /s/ Morton H. Sachs NOTE No. 1: The reporting person hereby disclaims beneficial ownership of the above shares, and the filing of this statement shall not be construed as an admission that the reporting person is the beneficial owner of the shares covered by this statement. -----END PRIVACY-ENHANCED MESSAGE-----