-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GTriQCNzoxkXHYeLhB/m4NopVWhLGxzJpCFbIiwuuz0JaBnsH/LU+82W1MzP3F29 MtNduNB+dCaXYpv8w6hYEQ== 0000902664-96-000139.txt : 19961203 0000902664-96-000139.hdr.sgml : 19961203 ACCESSION NUMBER: 0000902664-96-000139 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961129 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERIS LABORATORIES INC CENTRAL INDEX KEY: 0000875620 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 770274078 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19360 FILM NUMBER: 96674630 BUSINESS ADDRESS: STREET 1: 2890 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4084349200 MAIL ADDRESS: STREET 1: 2890 ZANKER RD CITY: SAN JOSE STATE: CA ZIP: 95134 COMPANY DATA: COMPANY CONFORMED NAME: FEINBERG STEPHEN CENTRAL INDEX KEY: 0000947822 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 841103135 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 950 THIRD AVENUE STREET 2: TWENTIETH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124216300 MAIL ADDRESS: STREET 1: 950 THIRD AVENUE 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 Form 3 OMBAPPROVAL OMB Number: 3135-0104 Expires: September 30, 1998 Estimated average burden hours per response 0.5 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section (f) of the Investment Company of 1940 - -------------------------------------------------------------------------------- 1. Name and Address |2. Date of Event |4. Issuer Name and Ticker of Reporting Person * | requiring Statement | or Trading Symbol | (Month/Day/Year) | Stephen Feinberg | 3/30/96 | Meris Laboratories, Inc. | 11/18/96 | (MERS) - ------------------------------|------------------------------------------------- (Last) (First) (Middle |3. IRS or Social |5. Relationship c/o Feinberg Management, L.P. | Security Number | of Reporting Person 350 Third Avenue | of Reporting | to Issuer - ------------------------------| Person | (Check all applicable) (Street) | (Voluntary) | | |[ ] Director [x] 10% Owner New York,N.Y. 10022 | | | |[ ] Officer [ ] Other | (give (Specify | title below) below) - ------------------------------------------- (City) (State) (Zip) |6. If Amendment, Date | of Original | (Month/Day/year) |7. Individual or | Joint/Group Filing |(Group applicable line) |[ ] Form filed by One | Reporting Person |[X]Form filed by More | than One Reporting | Persons Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of Securities (Instr. 4) Beneficially Owned (Instr. 4) NONE---------------------- ------------------------ - -------------------------- ------------------------ 3. Ownership 4. Nature of Indirect Form: Direct Beneficial Ownership (D) or Indirect (Instr. 5) n (I) (Instr. 5) - -------------------------- ------------------------ - -------------------------- ------------------------ * If the Form is filed by more than one Reporting Person, see instruction 5(b)(v). Reminder. Report on a separate line for each class of securities beneficially owned directly or indirectly (Print or Type Responses) 1. Title of |2. Date |3. Title |4. Conversion or Derivative | Exercisable | and Amount | Exercise Price Security | and Expiration | of Securities | of Derivative | Date | Underlying | Security | (Month/Day/Year)| Derivative | | Security 5. Ownership Form or Exercise Price 6. Nature of Indirect of Derivative Security Beneficial Ownership (Instr. 5) Common Stock Purchase Warrant* 11/18/96 11/19/96 common stock 800,000 $0.01 directly 10% convertible senior subordinated debentures** 09/30/96 11/14/97 common stock 913,043 $3.45*** directly Explanation of Response: * owned directly by Madeleine L.L.C. ("MLLC") ** owned directly by Cerberus Partners, L.P. ("CPLP") *** conversion price in effect at 9/30/96 when debentures were purchased The following are reporting persons hereunder: - - Feinberg Management L.P. ("FMLP") as managing member of MLLC; - - Cerberus Associates, L.P. ("CALP") as general partner of CPLP; - - Stephen Feinberg as general partner of CALP and FMLP> /s/ Stephen Feinberg - -------------------------------------------- - -------------------------------------------- ** Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) Note: File three copies of this Form, one of which must been manually signed. If space provided is insufficient, See Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----