0001526513-17-000008.txt : 20170905
0001526513-17-000008.hdr.sgml : 20170905
20170905173725
ACCESSION NUMBER: 0001526513-17-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170901
FILED AS OF DATE: 20170905
DATE AS OF CHANGE: 20170905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LYNCH G PATRICK
CENTRAL INDEX KEY: 0001258554
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11038
FILM NUMBER: 171069706
MAIL ADDRESS:
STREET 1: 4201 WOODLAND ROAD
CITY: CIRCLE PINES
STATE: MN
ZIP: 55014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN TECHNOLOGIES INTERNATIONAL CORP
CENTRAL INDEX KEY: 0000875582
STANDARD INDUSTRIAL CLASSIFICATION: COATING, ENGRAVING & ALLIED SERVICES [3470]
IRS NUMBER: 410857886
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4201 WOODLAND ROAD
STREET 2: PO BOX 69
CITY: CIRCLE PINES
STATE: MN
ZIP: 55014
BUSINESS PHONE: (763) 225-6601
MAIL ADDRESS:
STREET 1: 4201 WOODLAND ROAD
STREET 2: PO BOX 69
CITY: CIRCLE PINES
STATE: MN
ZIP: 55014
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHERN INSTRUMENTS CORP
DATE OF NAME CHANGE: 19930328
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-09-01
0
0000875582
NORTHERN TECHNOLOGIES INTERNATIONAL CORP
NTIC
0001258554
LYNCH G PATRICK
4201 WOODLAND ROAD
CIRCLE PINES
MN
55014
1
1
1
0
President and CEO
Common Stock
37052
D
Common Stock
601668
I
See Footnote 1
Stock Option (right to buy)
18.35
2017-09-01
4
A
0
5852
0
A
2027-08-31
Common Stock
5852
5852
D
These shares are held directly by Inter Alia Holding Company of which G. Patrick Lynch is an officer and stockholder. Mr. G. Patrick Lynch
disclaims beneficial ownership of the shares held by Inter Alia Holding Company, except to the extent of his pecuniary interest therein.
This option vests with respect to 1,951 shares on each of September 1, 2018 and September 1, 2019 and with respect to 1,950 shares on September 1, 2020.
/s/ Matthew C. Wolsfeld - Attorney-in-fact
2017-09-05