0001526513-15-000012.txt : 20150903 0001526513-15-000012.hdr.sgml : 20150903 20150903173736 ACCESSION NUMBER: 0001526513-15-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150901 FILED AS OF DATE: 20150903 DATE AS OF CHANGE: 20150903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TECHNOLOGIES INTERNATIONAL CORP CENTRAL INDEX KEY: 0000875582 STANDARD INDUSTRIAL CLASSIFICATION: COATING, ENGRAVING & ALLIED SERVICES [3470] IRS NUMBER: 410857886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4201 WOODLAND ROAD STREET 2: PO BOX 69 CITY: CIRCLE PINES STATE: MN ZIP: 55014 BUSINESS PHONE: (763) 225-6601 MAIL ADDRESS: STREET 1: 4201 WOODLAND ROAD STREET 2: PO BOX 69 CITY: CIRCLE PINES STATE: MN ZIP: 55014 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN INSTRUMENTS CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH G PATRICK CENTRAL INDEX KEY: 0001258554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11038 FILM NUMBER: 151092875 MAIL ADDRESS: STREET 1: 4201 WOODLAND ROAD CITY: CIRCLE PINES STATE: MN ZIP: 55014 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-09-01 0 0000875582 NORTHERN TECHNOLOGIES INTERNATIONAL CORP NTIC 0001258554 LYNCH G PATRICK 4201 WOODLAND ROAD CIRCLE PINES MN 55014 1 1 1 0 President and CEO Common Stock 37052 D Common Stock 601668 I See Footnote 1 Stock Option (right to buy) 14.85 2015-09-01 4 A 0 7287 0 A 2025-08-31 Common Stock 7287 7287 D These shares are held directly by Inter Alia Holding Company of which G. Patrick Lynch is an officer and stockholder. Mr. G. Patrick Lynch disclaims beneficial ownership of the shares held by Inter Alia Holding Company, except to the extent of his pecuniary interest therein. This option vests with respect to 2,429 shares on each of September 1, 2016, September 1, 2017 and September 1, 2018. /s/ Matthew C. Wolsfeld - Attorney-in-fact 2015-09-03