-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AMX0YjP9C8G6/1o9P4YjcxISAqxb2Ix5hJpOArtTJawmwwkLJHl9LgeO4v36iIme rsy+qVNgY5GYzcwx5Kcufw== 0001235802-07-000189.txt : 20071120 0001235802-07-000189.hdr.sgml : 20071120 20071120154333 ACCESSION NUMBER: 0001235802-07-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071116 FILED AS OF DATE: 20071120 DATE AS OF CHANGE: 20071120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TECHNOLOGIES INTERNATIONAL CORP CENTRAL INDEX KEY: 0000875582 STANDARD INDUSTRIAL CLASSIFICATION: CONVERTED PAPER & PAPERBOARD PRODS (NO CONTAINERS/BOXES) [2670] IRS NUMBER: 410857886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4201 WOODLAND ROAD STREET 2: PO BOX 69 CITY: CIRCLE PINES STATE: MN ZIP: 55014 BUSINESS PHONE: (763) 225-6601 MAIL ADDRESS: STREET 1: 4201 WOODLAND ROAD STREET 2: PO BOX 69 CITY: CIRCLE PINES STATE: MN ZIP: 55014 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN INSTRUMENTS CORP DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH G PATRICK CENTRAL INDEX KEY: 0001258554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11038 FILM NUMBER: 071259744 BUSINESS ADDRESS: BUSINESS PHONE: 651 217 2116 MAIL ADDRESS: STREET 1: 547 LONESOME PINE TRAIL CITY: LINO LAKES STATE: MN ZIP: 55014 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-11-16 0 0000875582 NORTHERN TECHNOLOGIES INTERNATIONAL CORP NTI 0001258554 LYNCH G PATRICK 4201 WOODLAND ROAD CIRCLE PINES MN 55014 1 1 1 0 President and CEO Common Stock 2007-11-16 4 A 0 6214 0 A 21022 D Common Stock 911668 I See Employee Stock Option (right to buy) 9.95 2007-11-16 4 A 0 3540 0 A 2017-11-16 Common Stock 3540 3540 D Represents a stock bonus under the Northern Technologies International Corporation 2007 Stock Incentive Plan. These shares are held by Inter Alia Holding Company, a financial and management consulting firm, of which G. Patrick Lynch is a stockholder. This option vests with respect to 1,180 shares on each of 11/16/08, 11/16/09 and 11/16/10. /s/ Matt Wolsfeld, attorney-in-fact 2007-11-20 -----END PRIVACY-ENHANCED MESSAGE-----