-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, So1+V05I7SxiTHUFO5rueK+5m8ZWD0MOHgWIFj4zvx5rYoSsqLudX3hlUfKSZXRT 4d+l0Rw3adq8Xbr5/xaVGQ== 0001206774-07-002698.txt : 20071120 0001206774-07-002698.hdr.sgml : 20071120 20071119173554 ACCESSION NUMBER: 0001206774-07-002698 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071116 ITEM INFORMATION: Results of Operations and Financial Condition ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20071120 DATE AS OF CHANGE: 20071119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TECHNOLOGIES INTERNATIONAL CORP CENTRAL INDEX KEY: 0000875582 STANDARD INDUSTRIAL CLASSIFICATION: CONVERTED PAPER & PAPERBOARD PRODS (NO CONTAINERS/BOXES) [2670] IRS NUMBER: 410857886 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11038 FILM NUMBER: 071257715 BUSINESS ADDRESS: STREET 1: 4201 WOODLAND ROAD STREET 2: PO BOX 69 CITY: CIRCLE PINES STATE: MN ZIP: 55014 BUSINESS PHONE: (763) 225-6601 MAIL ADDRESS: STREET 1: 4201 WOODLAND ROAD STREET 2: PO BOX 69 CITY: CIRCLE PINES STATE: MN ZIP: 55014 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN INSTRUMENTS CORP DATE OF NAME CHANGE: 19930328 8-K 1 nt139420.htm FORM 8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549


FORM 8-K

Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported):
November 16, 2007



NORTHERN TECHNOLOGIES INTERNATIONAL CORPORATION

(Exact name of registrant as specified in its charter)


Delaware

 

001-11038

 

41-0857886

(State or Other Jurisdiction of Incorporation)

 

(Commission File Number)

 

(I.R.S. Employer Identification Number)

 

 

 

 

 

4201 Woodland Road
P.O. Box 69
Circle Pines, Minnesota

 

55014

(Address of Principal Executive Offices)

 

(Zip Code)

 

 

 

(651) 784-1250

(Registrant’s Telephone Number, Including Area Code)

 

N/A

(Former Name or Former Address, If Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

 

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

 

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

 

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



Section 2 – Financial Information

Item 2.02.   Results of Operations and Financial Condition.

          On November 16, 2007, Northern Technologies International Corporation (“NTIC”) filed an amendment to its annual report on Form 10-KSB for the fiscal year ended August 31, 2006 to include a new opinion of NTIC’s independent registered public accounting firm and to add additional disclosure in Note 8 to NTIC’s consolidated financial statements contained therein to clarify that the financial statements of NTIC’s foreign joint ventures were prepared using accounting  principles accepted in the joint ventures’ country of domicile and that amounts related to NTIC’s foreign joint ventures reported in the tables in Note 8 to NTIC’s consolidated financial statements and the financial statements contained in the Form 10-KSB have been adjusted to approximate generally accepted accounting principles in the United States of America in all material respects.  The foregoing changes to the Form 10-KSB do not affect in any respect NTIC’s consolidated financial statements included in the Form 10-KSB.

          The information contained in this Item 2.02 and Exhibit 99.1 attached to this report, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any filings made by NTIC under the Securities Act of 1933, as amended, or the Exchange Act, except as may be expressly set forth by specific reference in such filing.

Section 9 – Financial Statements and Exhibits

Item 9.01    Financial Statements and Exhibits

            (c)    Exhibits.  The following exhibit is filed or furnished herewith:

 

Exhibit No.

 

Description

 


 


 

99.1

 

Amendment No. 1 to Annual Report on Form 10-KSB for the fiscal year ended August 31, 2006.

 

 

 

 


          Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

NORTHERN TECHNOLOGIES
INTERNATIONAL CORPORATION

 

 

 

 

By:

Message

 

 


 

 

Matthew C. Wolsfeld

 

 

Chief Financial Officer

Dated:     November 16, 2007

 

 


NORTHERN TECHNOLOGIES INTERNATIONAL CORPORATION

FORM 8-K

Exhibit Index

Exhibit No.

 

Description

 

Method of Filing


 


 


99.1

 

Amendment No. 1 to Annual Report on Form 10-KSB for the fiscal year ended August 31, 2006

 

Incorporated by reference to Amendment No. 1 to Annual Report on Form 10-KSB for the fiscal year ended August 31, 2006 as filed with the Securities and Exchange Commission by Northern Technologies International Corporation  on November 16, 2007 (SEC File No. 001-11038)

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