-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KRiQq0W02OPZfT7HPY5BI0FREc1q/ZggzP4uJuBPQ3kYovzjg08ljSGGnBGP2SBj xqXZfQmaW3kqSdfpZ4Lilg== 0001244070-04-000186.txt : 20041202 0001244070-04-000186.hdr.sgml : 20041202 20041202213258 ACCESSION NUMBER: 0001244070-04-000186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041130 FILED AS OF DATE: 20041202 DATE AS OF CHANGE: 20041202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLESOFT INC CENTRAL INDEX KEY: 0000875570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 680137069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4460 HACIENDA DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588-8618 BUSINESS PHONE: 925-225-3000 MAIL ADDRESS: STREET 1: 4460 HACIENDA DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588-8618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUFFIELD DAVID A CENTRAL INDEX KEY: 0000938071 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20710 FILM NUMBER: 041181967 BUSINESS ADDRESS: BUSINESS PHONE: 9256947065 MAIL ADDRESS: STREET 1: C/O PEOPLESOFT STREET 2: 4460 HACIENDA DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588-8618 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-11-30 0 0000875570 PEOPLESOFT INC PSFT 0000938071 DUFFIELD DAVID A 4460 HACIENDA DRIVE PLEASANTON CA 94588 1 1 0 0 Chairman of the Board and CEO Common Stock, PeopleSoft, Inc. 4030308.00000 I by Managed Account 2 Common Stock, PeopleSoft, Inc. 97430.00000 I by Spouse Common Stock, PeopleSoft, Inc. 2004-11-30 4 P 0 38462.00000 23.68 A 18952130.00000 I by Trust Common Stock, PeopleSoft, Inc. 2004-11-30 5 G 0 8190.00000 23.61 D 18943940.00000 I by Trust Common Stock, PeopleSoft, Inc. 2004-11-30 5 G 0 127065.00000 23.61 D 18816875.00000 I by Trust Common Stock, PeopleSoft, Inc. 2004-11-30 4 A 0 127065.00000 23.61 A 3597438.00000 I Indirect Common Stock, PeopleSoft, Inc. 2004-11-30 4 A 0 2730.00000 23.61 A 17042.00000 I Indirect 3 Securities held as Nevada Pacific Development with Charles Schwab of which David A. Duffield is a beneficial owner. On 11/30/04, Mr. Duffield, as Trustee of the David A. Duffield Revocable Trust (the Trust), redeemed the Trust's partnership interest in an exchange fund, which resulted in the transfer of 38,462 shares of PeopleSoft stock from the exchange fund to the Trust on 12/1/04. The shares of PeopleSoft were originally contributed to the exchange fund by the Trust on 5/8/96. These shares were valued at $23.68 for the purpose of determining the number of shares distributable in connection with the redem ption described in footnote 2 above. Gifted 910 shares to each of nine children. Shares gifted to Maddie's Fund. Mr. Duffield became a director of Maddie's Fund, a foundation dedicated to supporting animal welfare causes, on 12/1/99. While Mr. Duffield sits on the board of this Fund, the Fund's Finance Committee makes all decisions regarding investments and stock sales. He is not a member of the Finance Committee and is not consulted prior to sale decisions. Shares held in UGTMA Minor Children's Accounts. David A. Duffield is custodian of these accounts. Terry L. Piccolo for David A. Duffield by P.O.A 2004-12-02 -----END PRIVACY-ENHANCED MESSAGE-----