-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GfwNZ0+hJ42ZUjmiNhlh1463xPu8wgnGXcMQhzz6/jtyVRQdJ8Y4hdSdgy8UIr84 ngU9+wE13EzVFFfVtAVKmA== 0001244070-03-000091.txt : 20031106 0001244070-03-000091.hdr.sgml : 20031106 20031106183148 ACCESSION NUMBER: 0001244070-03-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031105 FILED AS OF DATE: 20031106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLESOFT INC CENTRAL INDEX KEY: 0000875570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 680137069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4460 HACIENDA DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588-8618 BUSINESS PHONE: 925-225-3000 MAIL ADDRESS: STREET 1: 4460 HACIENDA DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588-8618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL NANCI CENTRAL INDEX KEY: 0001232403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20710 FILM NUMBER: 03983319 BUSINESS ADDRESS: STREET 1: C/O PEOPLESOFT STREET 2: 4305 HAXIENDA DR CITY: PLEASANTON STATE: CA ZIP: 94588-8615 BUSINESS PHONE: 9256947172 MAIL ADDRESS: STREET 1: C/O PEOPLESOFT STREET 2: 4305 HACIENDA DR CITY: PLEASANTON STATE: CA ZIP: 94588-8615 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2003-11-05 0 0000875570 PEOPLESOFT INC PSFT 0001232403 CALDWELL NANCI 4460 HACIENDA DRIVE PLEASANTON CA 94588 0 1 0 0 Executive Vice President Common Stock, PeopleSoft, Inc. 2090.00000 D Restricted Stock, PeopleSoft, Inc. 2003-11-05 4 S 0 1562.00000 21.31 D 72425.00000 D Incentive Stock Option (right to buy) 20.19 2012-11-05 Common Stock, PeopleSoft, Inc. 6608.00000 D Incentive Stock Option (right to buy) 24.625 2011-04-05 Common Stock, PeopleSoft, Inc. 10825.00000 D Non-Qualified Stock Option (right to buy) 17.81 2013-01-16 Common Stock, PeopleSoft, Inc. 50000.00000 D Non-Qualified Stock Option (right to buy) 29.29 2012-02-05 Common Stock, PeopleSoft, Inc. 100000.00000 D Non-Qualified Stock Option (right to buy) 14.88 2012-06-27 Common Stock, PeopleSoft, Inc. 50000.00000 D Non-Qualified Stock Option (right to buy) 16.56 2013-08-04 Common Stock, PeopleSoft, Inc. 50000.00000 D Non-Qualified Stock Option (right to buy) 16.01 2012-08-06 Common Stock, PeopleSoft, Inc. 50000.00000 D Non-Qualified Stock Option (right to buy) 20.19 2012-11-05 Common Stock, PeopleSoft, Inc. 43392.00000 D Non-Qualified Stock Option (right to buy) 17.96 2011-09-26 Common Stock, PeopleSoft, Inc. 75000.00000 D Non-Qualified Stock Option (right to buy) 16.67 2013-05-04 Common Stock, PeopleSoft, Inc. 50000.00000 D Nonqualified Stock Option (right to buy) 24.625 2011-04-05 Common Stock, PeopleSoft, Inc. 289175.00000 D Shares acquired through participation in the PeopleSoft Employee Stock Purchase Plan. Automatic disposal of restricted stock pursuant to 10b5-1 trading plan. Stock option vests 1/16 per quarter over four years. See Column 9 for the Number of Derivative Securities Beneficially Owned. Stock option vests 1/4 at one year, quarterly thereafter for a total of 48 months. Ms. Caldwell has the right to buy 775,000 shares of PeopleSoft Common Stock, which includes the transaction reported in Table II, Column 9. Margaret Budd, by P.O.A. 2003-11-06 -----END PRIVACY-ENHANCED MESSAGE-----