8-K 1 f95720e8vk.htm FORM 8-K PeopleSoft, Inc. Form 8-K Dated 1/9/04
 



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): January 9, 2004

PEOPLESOFT, INC.

(Exact name of registrant as specified in its charter)

0-20710
(Commission file number)

     
Delaware   68-0137069
(State or other jurisdiction
of incorporation)
  (I.R.S. Employer
Identification Number)
     
4460 Hacienda Drive, Pleasanton, CA   94588-8618
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (925) 225-3000



 


 

Item 7. Financial Statements and Exhibits

(c) Exhibits

Exhibit 99.1 – Notice to Directors and Executive Officers of PeopleSoft, Inc. dated January 9, 2004

Item 11. Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans

On January 9, 2004, PeopleSoft, Inc. (the “Company”) sent a notice to its directors and executive officers informing them that a blackout period will be in effect beginning at 4:00 p.m. (Eastern time) on February 10, 2004 until further notice from the Company, restricting them from purchasing, acquiring, selling or otherwise transferring certain equity securities of the Company. The blackout results from a benefit plan administrator’s procedure for processing tenders of shares in an employee benefit plan in connection with a tender offer from Oracle Corporation. This notice updated and superseded a prior notice to the Company’s directors and executive officers given on October 15, 2003, relating to a blackout period beginning December 26, 2003. The reason for the updated notice is that Oracle Corporation extended the expiration of its tender offer from December 31, 2003 until February 13, 2004. Although this notice may not have been required because the blackout period will not last for more than three business days unless the tender offer for the Company’s shares by Oracle Corporation is extended under certain circumstances, it was provided as a cautionary matter to ensure compliance with Section 306(a) of the Sarbanes-Oxley Act of 2002.

A copy of the notice is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 


 

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
Dated: January 22, 2004        
         
    PEOPLESOFT, INC
         
    By:   /s/ Kevin T. Parker
       
        Kevin T. Parker
Executive Vice President, Finance and Administration, Chief Financial Officer (Principal Financial and Accounting Officer)

 


 

EXHIBIT INDEX

     
Exhibit   Description

 
99.1   Notice to Directors and Executive Officers of PeopleSoft, Inc. dated January 9, 2004