4 1 a2025488z4.txt FORM 4
-------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 4 WASHINGTON, D.C. 20549 OMB APPROVAL -------- ----------------------------- / / CHECK THIS BOX IF NO STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB NUMBER: 3235-0287 LONGER SUBJECT TO EXPIRES: SEPTEMBER 30, 1998 SECTION 16. FORM 4 OR Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, ESTIMATED AVERAGE BURDEN FORM 5 OBLIGATIONS MAY Section 17(a) of the Public Utility Holding Company Act of 1935 or HOURS PER RESPONSE .... 0.5 CONTINUE. SEE Section 30(f) of the Investment Company Act of 1940 ----------------------------- INSTRUCTION 1(b). (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name AND Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director X 10% Owner MURDOCK DAVID H. CASTLE & COOKE, INC. (CCS) ---- ---- --------------------------------------------------------------------------------------------- X Officer (give Other (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- title ---- (specify Number of Reporting Month/Year below) below Person (Voluntary) CHAIRMAN & CEO 10900 WILSHIRE BLVD. SUITE 1600 AUGUST, 2000 ----------------- ------------------ -------------------------------------------- --------------------- 7. Individual or Joint/Group Filing (Street) 5. If Amendment, (Check Applicable Line) Date of Original _X_Form filed by One Reporting Person (Month/Year) ___Form filed by More than One LOS ANGELES CA 90024 Reporting Person ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ ------------------------------------------- Month Indirect Owner- Year) (A) or (I) ship Code V Amount (D) Price (Instr. 3 (Instr. 4) (Instr. 4) and 4) ------------------------------------------------------------------------------------------------------------------------------------ By indirect Common stock 8/8/2000 P 600 A 19.125 I wholly-owned corporation(1) ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/9/2000 P 13,000 A 19.18410 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/10/2000 P 500 A 19.20 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/11/2000 P 1,200 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/14/2000 P 1,000 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/15/2000 P 4,400 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/16/2000 P 2,200 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/17/2000 P 700 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/18/2000 P 2,500 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, SEE Instruction 4(b)(v). SEC 1474 (7-97) POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.
FORM 4 (CONTINUED) TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- 6. Date Exer- (Instr. 3) sion or action tion Code ative Securities Ac- cisable and Ex- Exercise Date (Instr. 8) quired (A) or Dis- piration Date Price of (Month/ posed of (D) (Month/Day/ Deriv- Day/ (Instr. 3, 4, and 5) Year) ative Year) Security -------------------- Date Expira- -------------------------------------- Exer- tion cisable Date Code V (A) (D) ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ 7. Title and Amount of Under- 8. Price 9. Number 10. Owner- 11. Nature lying Securities of of Deriv- ship of In- (Instr. 3 and 4) Deriv- ative Form direct ative Securi- of De- Bene- Secur- ties rivative ficial ity Bene- Secu- Own- (Instr. ficially rity: ership 5) Owned Direct (Instr. 4) at End (D) or Amount or of Indi- Title Number of Month rect (I) Shares (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------ Explanation of Responses: 9/11/00 ----------------------------------- ----------- **Intentional misstatements or omissions of facts constitute **Signature of Reporting Person Date Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (7-97)
------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name AND Ticker or Trading Symbol 4. Statement for Month/ Year MURDOCK DAVID H. CASTLE & COOKE, INC. (CCS) AUGUST, 2000 ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 10900 WILSHIRE BLVD. SUITE 1600 ------------------------------------------------------------------------------------------------------------------------------------ (Street) LOS ANGELES CA 90024 ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature (Instr. 3) action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at Direct Bene- (Month/ End of (D) or ficial Day/ ------------------------------------------- Month Indirect Owner- Year) (A) or (I) ship Code V Amount (D) Price (Instr. 3 (Instr. 4) (Instr. 4) and 4) ------------------------------------------------------------------------------------------------------------------------------------ By indirect Common stock 8/21/2000 P 1,700 A 19.25 I wholly-owned corporation(1) ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/22/2000 P 1,500 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/23/2000 P 8,900 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/24/2000 P 2,100 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/25/2000 P 1,300 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/28/2000 P 2,400 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/29/2000 P 17,100 A 19.24930 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/30/2000 P 11,900 A 19.25 I '' ------------------------------------------------------------------------------------------------------------------------------------ Common stock 8/31/2000 P 9,000 A 19.25 15,740,309 I '' ------------------------------------------------------------------------------------------------------------------------------------ (1) Castle Holding Company, Inc., a wholly-owned subsidiary of Flexi-Van Leasing, Inc., which is wholly owned by David H. Murdock. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, SEE Instruction 4(b)(v). SEC 1474 (7-97)