UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For The Quarterly Period Ended June 30, 2012
Commission File No. 001-31354
| Lapolla Industries, Inc. |
| (Exact Name of Registrant as Specified in Its Charter) |
| Delaware | 13-3545304 | |
| (State of Incorporation) | (I.R.S. Employer Identification No.) |
| Intercontinental Business Park | ||
| 15402 Vantage Parkway East, Suite 322 | ||
| Houston, Texas | 77032 | |
| (Address of Principal Executive Offices) | (Zip Code) |
| (281) 219-4700 |
| (Registrant’s Telephone Number) |
Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days. YES þ NO ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See the definitions of “large accelerated filer”, “accelerated filer”, and “smaller reporting company” in Rule 12b-2 of the Exchange Act (Check one):
| Large Accelerated Filer ¨ | Accelerated Filer ¨ | Non-Accelerated Filer ¨ | Smaller Reporting Company þ |
Indicate by check mark whether the Registrant is a shell company (as defined by Rule 12b-2 of the Exchange Act). YES ¨ NO þ
Indicate the number of shares outstanding of each of the issuer's classes of common stock, as of the latest practicable date.
As of August 10, 2012 there were 107,406,417 shares of Common Stock, par value $.01, outstanding.
ITEMS AMENDED HEREBY
As used in this amended report, “Lapolla” and the “Company” or “Us” or “We” or “Our” refer to Lapolla Industries, Inc., a Delaware corporation, unless the context otherwise requires.
EXPLANATORY NOTE
The purpose of this Amendment (the “Amendment”) to our Form 10-Q for the Quarterly Period Ended June 30, 2012 (the “Form 10-Q”), as filed with the Securities and Exchange Commission (the “SEC”) on August 20, 2012, is solely to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T.
Exhibit 101 to this report provides the consolidated financial statements and related notes from the Form 10-Q formatted in XBRL (eXtensible Business Reporting Language).
Under Rule 405(a)(2)(ii) of Regulation S-T, this Exhibit 101 is permitted to be furnished by amendment within 30 days of the original filing date of the Form 10-Q.
This Amendment makes no other changes to the Form 10-Q as filed with the SEC on August 20, 2012 and no attempt has been made in this Amendment to modify or update the other disclosures presented in the Form 10-Q.
This Amendment does not reflect subsequent events occurring after the original filing of the Form 10-Q (i.e., those events occurring after August 20, 2012) or modify or update in any way those disclosures that may be affected by subsequent events.
Accordingly, this Amendment should be read in conjunction with the Form 10-Q and our other filings with the SEC.
(i)
LAPOLLA INDUSTRIES, INC.
FORM 10-Q/A
FOR THE QUARTER ENDED JUNE 30, 2012
INDEX
| Page | |||||
| PART II | OTHER INFORMATION | ||||
| Item 5 | Exhibits | 1 | |||
| SIGNATURES | 2 | ||||
| INDEX OF EXHIBITS | 3 | ||||
(ii)
PART II — OTHER INFORMATION
Item 5. Exhibits.
See Index of Exhibits on Page 3.
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this amended report to be signed on its behalf by the undersigned thereunto duly authorized.
| LAPOLLA INDUSTRIES, INC. | |
| Date: September 14, 2012 | |
| By : /s/ Douglas J. Kramer, CEO | |
| Name: Douglas J. Kramer | |
| Title: CEO and President | |
| LAPOLLA INDUSTRIES, INC. | |
| Date: September 14, 2012 | By: /s/ Charles A. Zajaczkowski, CFO |
| Name: Charles A. Zajaczkowski | |
| Title: CFO, Treasurer, and Principal | |
| Accounting Officer | |
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INDEX OF EXHIBITS
| Exhibit Number | Description | |
| 31.1 | Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (1) | |
| 31.2 | Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. (1) | |
| 32 | Certification of Principal Executive Officer and Principal Financial Officer pursuant to § 906 of Sarbanes-Oxley Act of 2002. (1) | |
| 101.INS | XBRL Instance Document. (2) | |
| 101.SCH | XBRL Taxonomy Extension Schema Document. (2) | |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document. (2) | |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document. (2) | |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document. (2) | |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document. (2) | |
| (1) These exhibits were previously included in the Registrant’s Form 10-Q for the Quarterly Period ended June 30, 2012, filed with the SEC on August 20, 2012. | ||
| (2) Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibits 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, and Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections. | ||
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