0000739594-13-000004.txt : 20130426 0000739594-13-000004.hdr.sgml : 20130426 20130426094927 ACCESSION NUMBER: 0000739594-13-000004 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20130426 DATE AS OF CHANGE: 20130426 EFFECTIVENESS DATE: 20130426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Federated Intermediate Government Fund, Inc. CENTRAL INDEX KEY: 0000875267 IRS NUMBER: 251659310 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06307 FILM NUMBER: 13785107 BUSINESS ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 BUSINESS PHONE: 8003417400 MAIL ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED INTERMEDIATE GOVERNMENT FUND, INC. DATE OF NAME CHANGE: 20050215 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED LTD DURATION GOVERNMENT FUND INC DATE OF NAME CHANGE: 20040722 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED LIMITED DURATION GOVERNMENT FUND INC DATE OF NAME CHANGE: 20000911 0000875267 S000009062 Federated Intermediate Government Fund, Inc. C000024614 Institutional Shares FLDIX C000024615 Service Shares FLDSX NSAR-B 1 answer.fil PAGE 1 000 B000000 02/28/2013 000 C000000 0000875267 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 FEDERATED INTERMEDIATE GOVERNMENT FUND, INC. 001 B000000 811-6307 001 C000000 4122881581 002 A000000 4000 ERICSSON DRIVE 002 B000000 WARRENDALE 002 C000000 PA 002 D010000 15086 002 D020000 7561 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 FEDERATED INVESTMENT MANAGEMENT COMPANY 008 B000001 A 008 C000001 801-34612 008 D010001 PITTSBURGH 008 D020001 PA 008 D030001 15222 008 D040001 3779 010 A000001 FEDERATED ADMINISTRATIVE SERVICES 010 C010001 PITTSBURGH 010 C020001 PA 010 C030001 15222 010 C040001 3779 011 A000001 FEDERATED SECURITIES CORP. 011 B000001 8-15561 011 C010001 PITTSBURGH 011 C020001 PA 011 C030001 15222 011 C040001 3779 012 A000001 STATE STREET BANK AND TRUST COMPANY 012 B000001 84-1869 012 C010001 BOSTON 012 C020001 MA 012 C030001 02266 012 C040001 8600 013 A000001 ERNST & YOUNG LLP 013 B010001 BOSTON 013 B020001 MA PAGE 2 013 B030001 02116 013 B040001 5072 014 A000001 FEDERATED SECURITIES CORP. 014 B000001 8-15561 014 A000002 EDGEWOOD SERVICES 014 B000002 8-46985 015 A000001 STATE STREET BANK AND TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02266 015 C040001 8600 015 E010001 X 015 A000002 BANK OF NEW YORK 015 B000002 S 015 C010002 NEW YORK 015 C020002 NY 015 C030002 10006 015 E010002 X 015 A000003 JP MORGAN CHASE BANK 015 B000003 S 015 C010003 NEW YORK 015 C020003 NY 015 C030003 10006 015 E010003 X 015 A000004 BANK OF AMERICA 015 B000004 S 015 C010004 CHARLOTTE 015 C020004 NC 015 C030004 28255 015 E010004 X 018 000000 Y 019 A000000 Y 019 B000000 130 019 C000000 FEDERATEDX 021 000000 0 022 A000001 BANK OF AMERICA 022 B000001 95-4035346 022 C000001 594008 022 D000001 997 022 A000002 BARCLAY CAPITAL INC. 022 B000002 94-3112180 022 C000002 6517 022 D000002 0 022 A000003 JPMorgan Chase and Company 022 B000003 13-3112953 022 C000003 2631 022 D000003 1127 022 A000004 CLARKE & CO. 022 B000004 13-2969143 022 C000004 0 PAGE 3 022 D000004 2741 022 A000005 UBS Warburg 022 B000005 13-3873456 022 C000005 0 022 D000005 2575 022 A000006 DEUTSCHE BANK AG 022 B000006 13-6124068 022 C000006 1577 022 D000006 0 022 A000007 KGS-Alpha Capital Markets 022 C000007 0 022 D000007 731 022 A000008 CS FIRST BOSTON 022 B000008 13-5659485 022 C000008 501 022 D000008 0 023 C000000 605234 023 D000000 8171 024 000000 N 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010000 203 028 A020000 20 028 A030000 0 028 A040000 172 028 B010000 515 028 B020000 18 028 B030000 0 028 B040000 451 028 C010000 1363 028 C020000 21 028 C030000 0 028 C040000 731 028 D010000 986 028 D020000 20 028 D030000 0 028 D040000 435 028 E010000 2875 028 E020000 19 028 E030000 0 028 E040000 2442 028 F010000 304 028 F020000 21 PAGE 4 028 F030000 0 028 F040000 227 028 G010000 6246 028 G020000 119 028 G030000 0 028 G040000 4458 028 H000000 0 029 000000 N 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 034 000000 N 035 000000 0 036 B000000 0 037 000000 N 038 000000 0 039 000000 N 040 000000 Y 041 000000 N 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 N 047 000000 Y 048 000000 0.400 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 PAGE 5 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 N 051 000000 N 052 000000 N 053 A000000 Y 053 B000000 Y 053 C000000 N 054 A000000 N 054 B000000 N 054 C000000 N 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 N 054 H000000 N 054 I000000 N 054 J000000 N 054 K000000 N 054 L000000 N 054 M000000 N 054 N000000 N 054 O000000 N 055 A000000 N 055 B000000 N 056 000000 N 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 1000000 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 17.4 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 PAGE 6 062 M000000 1.7 062 N000000 94.7 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 2.5 064 A000000 N 064 B000000 N 066 A000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 Y 070 B010000 N 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 N 070 D020000 N 070 E010000 Y 070 E020000 Y 070 F010000 N 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 N 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 N 070 K010000 Y 070 K020000 N 070 L010000 N 070 L020000 N 070 M010000 N 070 M020000 N 070 N010000 Y 070 N020000 Y 070 O010000 Y 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N PAGE 7 071 A000000 36070 071 B000000 33863 071 C000000 27496 071 D000000 123 072 A000000 12 072 B000000 484 072 C000000 0 072 D000000 0 072 E000000 0 072 F000000 112 072 G000000 107 072 H000000 0 072 I000000 21 072 J000000 7 072 K000000 0 072 L000000 15 072 M000000 7 072 N000000 43 072 O000000 2 072 P000000 0 072 Q000000 90 072 R000000 25 072 S000000 8 072 T000000 43 072 U000000 0 072 V000000 0 072 W000000 23 072 X000000 503 072 Y000000 374 072 Z000000 355 072AA000000 189 072BB000000 0 072CC010000 0 072CC020000 112 072DD010000 79 072DD020000 306 072EE000000 0 073 A010000 0.1380 073 A020000 0.1576 073 B000000 0.0000 073 C000000 0.0000 074 A000000 22 074 B000000 5156 074 C000000 0 074 D000000 28524 074 E000000 0 074 F000000 0 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 0 PAGE 8 074 K000000 0 074 L000000 147 074 M000000 0 074 N000000 33849 074 O000000 4204 074 P000000 4 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 49 074 S000000 0 074 T000000 29592 074 U010000 2183 074 U020000 698 074 V010000 10.27 074 V020000 10.27 074 W000000 0.0000 074 X000000 269 074 Y000000 4226 075 A000000 0 075 B000000 27990 076 000000 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 GREAT AMERICAN INSURANCE COMPANY 080 B000000 NATL UNION FIRE INS; WESTCHESTER FIRE INS 080 C000000 50000 081 A000000 Y 081 B000000 125 082 A000000 N 082 B000000 0 083 A000000 N PAGE 9 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE RICHARD A. NOVAK TITLE TREASURER EX-99.77B ACCT LTTR 2 Audit.txt Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Directors of Federated Intermediate Government Fund, Inc.: In planning and performing our audit of the financial statements of Federated Intermediate Government Fund, Inc. (the "Fund") as of and for the year ended February 28, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting,including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of February 28, 2013. This report is intended solely for the information and use of management and the Board of Directors of the Fund and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. Ernst & Young LLP Boston, Massachusetts April 23, 2013 EX-99.77E LEGAL 3 Legal.txt SUB-ITEM 77E. LEGAL PROCEEDINGS Since February 2004, Federated and related entities (collectively, "Federated") have been named as defendants in several lawsuits, that were consolidated into a single action in the United States District Court for the Western District of Pennsylvania, alleging excessive advisory fees involving one of the Federated-sponsored mutual funds. Without admitting the validity of any claim, Federated reached a final settlement with the Plaintiffs in these cases in April 2011.