-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q+hKxXb1xdWQOmCOGDbEHdyjoBwtyQbxL56OIhSFDmngfgJbyPx9Rf7OESyGr+HB 925NTjCi+O4HDSHoLVCaJw== 0001005477-04-003611.txt : 20041007 0001005477-04-003611.hdr.sgml : 20041007 20041007123140 ACCESSION NUMBER: 0001005477-04-003611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041005 FILED AS OF DATE: 20041007 DATE AS OF CHANGE: 20041007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: XL CAPITAL LTD CENTRAL INDEX KEY: 0000875159 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32307 FILM NUMBER: 041069722 BUSINESS ADDRESS: STREET 1: XL HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON HM11 BERMUD STATE: D2 BUSINESS PHONE: 4412928515 MAIL ADDRESS: STREET 1: CAHILL GORDON & REINDEL(IMMANUEL KOHN) STREET 2: 80 PINE STREET CITY: NEW YORKI STATE: NY ZIP: 10005 FORMER NAME: FORMER CONFORMED NAME: EXEL LTD DATE OF NAME CHANGE: 19950720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRIMUS GUARANTY LTD CENTRAL INDEX KEY: 0001170593 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: C/O PRIMUS ASSET MANAGEMENT INC STREET 2: 360 MADISON AVE 23RD FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126972227 MAIL ADDRESS: STREET 1: C/O PRIMUS ASSET MANAGEMENT INC STREET 2: 360 MADISON AVE 23RD FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: XL Capital Principal Partners I, L.L.C. CENTRAL INDEX KEY: 0001303563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32307 FILM NUMBER: 041069721 BUSINESS ADDRESS: STREET 1: XL HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM 11 BUSINESS PHONE: 441-294-7296 MAIL ADDRESS: STREET 1: XL HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM 11 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: XL Insurance (Bermuda) Ltd CENTRAL INDEX KEY: 0001303564 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32307 FILM NUMBER: 041069720 BUSINESS ADDRESS: STREET 1: XL HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM 11 BUSINESS PHONE: 441-294-7296 MAIL ADDRESS: STREET 1: XL HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM 11 4 1 edgar123.xml FORM 4 X0202 4 2004-10-05 0 0001170593 PRIMUS GUARANTY LTD PRS 0000875159 XL CAPITAL LTD XL HOUSE ONE BERMUDIANA ROAD HAMILTON D0 HM 11 BERMUDA 0 0 1 0 0001303563 XL Capital Principal Partners I, L.L.C. XL HOUSE ONE BERMUDIANA ROAD HAMILTON D0 HM 11 BERMUDA 0 0 1 0 0001303564 XL Insurance (Bermuda) Ltd XL HOUSE ONE BERMUDIANA ROAD HAMILTON D0 HM 11 BERMUDA 0 0 1 0 Common Shares, par value $.08 per share 2004-10-05 4 C 0 14478763 A 14478763 I See Footnote Common Shares, par value $.08 per share 2004-10-05 4 S 0 573335 13.50 D 13905428 I See Footnote Series A Conv. Voting Pref. Shares, par value $.01 per share 2004-10-05 4 C 0 3000000 25.00 D 2004-09-29 Common Shares, par value $.08 per share 14478763 0 I See Footnote Reflects conversion of Series A Convertible Voting Preferred Shares, par value $.01 per share. Includes (i) 14,044,401 Common Shares, par value $.08 per share, directly owned by XL Insurance (Bermuda ) Ltd, a subsidiary of XL Capital Ltd and (ii) 434,362 Common Shares, par value $.08 per share, directly owned by XL Capital Principal Partners I, L.L.C., a subsidiary of XL Capital Ltd. Reflects a one for eight reverse share split, effected immediately prior to the initial public offering of Primus Guaranty, Ltd. Includes (i) 557,666 Common Shares, par value $.08 per share, sold directly by XL Insurance (Bermuda) Ltd, a subsidiary of XL Capital Ltd and (ii) 15,669 Common Shares, par value $.08 per share, sold directly by XL Capital Principal Partners I, L.L.C., a subsidiary of XL Capital Ltd. The reported price of $13.50 per share does not reflect an underwriting discount of $.945 per share. Includes (i) 13,486,735 Common Shares, par value $.08 per share, directly owned by XL Insurance (Bermuda) Ltd, a subsidiary of XL Capital Ltd and (ii) 418,693 Common Shares, par value $.08 per share, direclty owned by XL Capital Principal Partners I, L.L.C., a subsidiary of XL Capital Ltd. Each Series A Convertible Voting Preferred Share, par value $.01 per share, was converted into Common Shares, par value $.08 per share, by multiplying such Series A Convertible Voting Preferred Share by $25.00 and then dividing such number by $5.18. Not applicable. Exhibit List Exhibit 99--Joint Filer Information /s/ XL Capital Ltd 2004-10-07 EX-99 2 ex-99.txt JOINT FILER INFORMATION Exhibit 99 Form 4 Joint Filer Information Name: XL Insurance (Bermuda) Ltd Address: XL House One Bermudiana Road Hamilton HM 11 Bermuda Designated Filer: XL Capital Ltd. Issuer and Ticker Symbol: Primus Guaranty, Ltd. ("PRS") Date of Event Requiring Statement: 10/5/04 XL Insurance (Bermuda) Ltd Signature: By: /s/ Paul S. Giordano ------------------------------------------ Name: XL Capital Principal Partners I, L.L.C. Address: XL House One Bermudiana Road Hamilton HM 11 Bermuda Designated Filer: XL Capital Ltd Issuer and Ticker Symbol: Primus Guaranty, Ltd. ("PRS") Date of Event Requiring Statement: 10/5/04 XL Capital Principal Partners I, L.L.C. By: XL Capital Partners Corporation(1) Signature: By: /s/ Paul S. Giordano -------------------------------------- - -------- (1) XL Capital Partners Corporation, a Cayman Islands corporation, is the General Partner of XL Capital Partners I, L.P., and XL Principal Partners I, L.P., which are the Managing Members of XL Capital Principal Partners I, L.L.C. -----END PRIVACY-ENHANCED MESSAGE-----