-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ov+uaal5eEXuVcbK93D41QnrXPjne/PqLS3pxGB1Zl9jOWC/lYBkGSXO0DCXidL4 oMukyUu1kLMqOVefeTZ3aA== 0001005477-04-003520.txt : 20040930 0001005477-04-003520.hdr.sgml : 20040930 20040930072150 ACCESSION NUMBER: 0001005477-04-003520 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040929 FILED AS OF DATE: 20040930 DATE AS OF CHANGE: 20040930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: XL CAPITAL LTD CENTRAL INDEX KEY: 0000875159 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32307 FILM NUMBER: 041054011 BUSINESS ADDRESS: STREET 1: XL HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON HM11 BERMUD STATE: D2 BUSINESS PHONE: 4412928515 MAIL ADDRESS: STREET 1: CAHILL GORDON & REINDEL(IMMANUEL KOHN) STREET 2: 80 PINE STREET CITY: NEW YORKI STATE: NY ZIP: 10005 FORMER NAME: FORMER CONFORMED NAME: EXEL LTD DATE OF NAME CHANGE: 19950720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRIMUS GUARANTY LTD CENTRAL INDEX KEY: 0001170593 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: C/O PRIMUS ASSET MANAGEMENT INC STREET 2: 360 MADISON AVE 23RD FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126972227 MAIL ADDRESS: STREET 1: C/O PRIMUS ASSET MANAGEMENT INC STREET 2: 360 MADISON AVE 23RD FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: XL Capital Principal Partners I, L.L.C. CENTRAL INDEX KEY: 0001303563 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32307 FILM NUMBER: 041054010 BUSINESS ADDRESS: STREET 1: XL HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM 11 BUSINESS PHONE: 441-294-7296 MAIL ADDRESS: STREET 1: XL HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM 11 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: XL Insurance (Bermuda) Ltd CENTRAL INDEX KEY: 0001303564 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32307 FILM NUMBER: 041054009 BUSINESS ADDRESS: STREET 1: XL HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM 11 BUSINESS PHONE: 441-294-7296 MAIL ADDRESS: STREET 1: XL HOUSE STREET 2: ONE BERMUDIANA ROAD CITY: HAMILTON STATE: D0 ZIP: HM 11 3 1 edgar123.xml FORM 3 X0202 3 2004-09-29 0 0001170593 PRIMUS GUARANTY LTD PRS 0000875159 XL CAPITAL LTD XL HOUSE ONE BERMUDIANA ROAD HAMILTON D0 HM 11 BERMUDA 0 0 1 0 0001303563 XL Capital Principal Partners I, L.L.C. XL HOUSE ONE BERMUDIANA ROAD HAMILTON D0 HM 11 BERMUDA 0 0 1 0 0001303564 XL Insurance (Bermuda) Ltd XL HOUSE ONE BERMUDIANA ROAD HAMILTON D0 HM 11 BERMUDA 0 0 1 0 Series A Conv. Voting Pref. Shares, par value $.01 per share 2004-09-29 Common Shares, par value $.01 per share 115722881 I See Footnote Warrants to Purchase Common Shares 0.6481 2004-09-29 2007-03-14 Common Shares, par value $.01 per share 11317972 I See Foonote Par value shall become $.08 per share upon completion of the initial public offering by Primus Guaranty, Ltd., reflecting a one for eight reverse share split to be effected immediately prior to such offering. Includes (i) 2,910,000 Series A Convertible Voting Preferred Shares, par value $.01 per share, directly owned by XL Insurance (Bermuda) Ltd, a subsidiary of XL Capital Ltd, that are convertible into 112,251,195 common shares, par value $.01 per share, and (ii) 90,000 Series A Convertible Voting Preferred Shares, par value $.01 per share, directly owned by XL Capital Principal Partners I, L.L.C, a subsidiary of XL Capital Ltd, that are convertible into 3,471,686 common shares, par value $.01 per share. Upon completion of the initial public offering of Primus Guaranty, Ltd., Series A Convertible Voting Preferred Shares will convert into common shares, par value $.08 per share. Includes warrants to purchase up to 11,317,972 common shares, par value $.01 per share, owned directly by XL Insurance (Bermuda) Ltd, a subsidiary of XL Capital Ltd. Not Applicable. Each Series A Convertible Voting Preferred Share, par value $.01 per share, is converted by dividing $25.00 by $0.6481. /s/ XL CAPITAL LTD 2004-09-29 EX-99 2 ex99.txt Exhibit 99 Form 3 Joint Filer Information Name: XL Insurance (Bermuda) Ltd Address: XL House One Bermudiana Road Hamilton HM 11 Bermuda Designated Filer: XL Capital Ltd Issuer and Ticker Symbol: Primus Guaranty, Ltd. ("PRS") Date of Event Requiring Statement: 9/29/04 XL Insurance (Bermuda) Ltd Signature: By: /s/ Paul S. Giordano -------------------------------------------- Name: XL Capital Principal Partners I, L.L.C. Address: XL House One Bermudiana Road Hamilton HM 11 Bermuda Designated Filer: XL Capital Ltd Issuer and Ticker Symbol: Primus Guaranty, Ltd. ("PRS") Date of Event Requiring Statement: 9/29/04 XL Capital Principal Partners I, L.L.C. By: XL Capital Partners Corporation(1) Signature: By: /s/ Fiona E. Luck ---------------------------------------- - ---------- (1) XL Capital Partners Corporation, a Cayman Islands corporation, is the General Partner of XL Capital Partners I, L.P. and XL Principal Partners I, L.P. which are the Managing Members of XL Capital Principal Partners I, L.L.C. -----END PRIVACY-ENHANCED MESSAGE-----