-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TMkMrg0YWpiP96wja5AyBmU100bFPDMI5YK9klvgZdKm7xN0yTJ/Knr6ceXly0b4 VNOqRUnTttGwihVt+5KFjA== 0000914427-98-000160.txt : 19980717 0000914427-98-000160.hdr.sgml : 19980717 ACCESSION NUMBER: 0000914427-98-000160 CONFORMED SUBMISSION TYPE: SC 14D9/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980716 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BERTUCCIS INC CENTRAL INDEX KEY: 0000874971 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 042947209 STATE OF INCORPORATION: MA FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: SC 14D9/A SEC ACT: SEC FILE NUMBER: 005-41695 FILM NUMBER: 98667355 BUSINESS ADDRESS: STREET 1: 14 AUDUBON RD CITY: WAKEFIELD STATE: MA ZIP: 01880 BUSINESS PHONE: 6172466700 MAIL ADDRESS: STREET 1: 14 AUDUBON ROAD CITY: WAKEFIELD STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: BERTUCCIS HOLDING CORP DATE OF NAME CHANGE: 19600201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERTUCCIS INC CENTRAL INDEX KEY: 0000874971 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 042947209 STATE OF INCORPORATION: MA FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: SC 14D9/A BUSINESS ADDRESS: STREET 1: 14 AUDUBON RD CITY: WAKEFIELD STATE: MA ZIP: 01880 BUSINESS PHONE: 6172466700 MAIL ADDRESS: STREET 1: 14 AUDUBON ROAD CITY: WAKEFIELD STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: BERTUCCIS HOLDING CORP DATE OF NAME CHANGE: 19600201 SC 14D9/A 1 SCHEDULE 14D-9 AMENDMENT NO. 5 - ------------------------------------------------------------------------ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Amendment No. 5) Solicitation/Recommendation Statement Pursuant to Section 14(d) (4) of the Securities Exchange Act of 1934 (Name of Subject Company) Common Stock, $.005 par value per share (Title of Class of Securities) 086063 10 4 (CUSIP Number of Class of Securities) Joseph Crugnale President Bertucci's, Inc. 14 Audubon Road Wakefield, Massachusetts 01880 (781) 246-6700 (Name, address and telephone number of person authorized to receive notices and communications on behalf of the person(s) filing statement) With a copy to: James Westra, Esq. Hutchins, Wheeler & Dittmar A Professional Corporation 101 Federal Street Boston, Massachusetts 02110 (617) 951-6600 - -------------------------------------------------------------------------- This Amendment No. 5 further amends and supplements the Solicitation/Recommendation Statement on Schedule 14D-9 filed with the Securities and Exchange Commission (the "Commission") by Bertucci's, Inc., a Massachusetts corporation (the "Company"), on May 20, 1998 (as heretofore amended, the "Schedule 14D-9"), and relates to the tender offer made by NERC Acquisition Corp., a Massachusetts corporation ("Purchaser") and wholly owned subsidiary of NE Restaurant Company, Inc., a Delaware corporation ("Parent"), disclosed in a Tender Offer Statement on Schedule 14D-1 filed with the Commission on May 20, 1998, as heretofore amended, to purchase all of the outstanding shares of the Company's common stock, $.005 par value per share ("Company Common Stock"), at a purchase price of $10.50 per share of Company Common Stock, net to the seller in cash, on the terms and subject to the conditions set forth in the Purchaser's Offer to Purchase, dated May 20, 1998, and the related Letter of Transmittal. The purpose of this Amendment No. 5 is to amend Item 3 of the Schedule 14D-9 as set forth below. Terms defined in the Schedule 14D-9 are used in this Amendment No. 5 with the same meanings as provided in the Schedule 14D- 9. Item 3. Identity and Background. The information set forth in Item 3 of the Schedule 14D-9 is hereby amended and supplemented by adding to the information set forth under subcaption "The Merger Agreement - The Offer" the following paragraph: The Parent announced on July 13, 1998 that the date upon which the Offer expired has been extended so that the Offer and withdrawal rights will expire at 5:30 p.m., New York City time, on Monday, July 20, 1998, unless the Offer is further extended. A press release relating to the foregoing is filed as Exhibit 14 to the Schedule 14D-9 and is incorporated herein by reference. Item 9. Material to Be Filed as Exhibits. Exhibit-14 Press release issued by NE Restaurant Company, Inc., dated July 13, 1998, announcing the extension of the Offer. 1 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 16, 1998 BERTUCCI'S, INC. By: /s/Joseph Crugnal Joseph Crugnale President 326777-1 EX-14 2 EXHIBIT 14 EXHIBIT 14 FOR IMMEDIATE RELEASE Contact: NE Restaurant Company, Inc. Contact: Paul Hoagland, Executive Vice President and Chief Financial Officer Phone: (508) 870-9200 Fax: (508) 870-9201 NE RESTAURANT COMPANY OBTAINS COMMITMENT FOR PLACEMENT OF $100 MILLION OF SENIOR NOTES; EXTENDS CASH TENDER OFFER FOR BERTUCCI'S COMMON STOCK Westborough, MA, July 13, 1998 -- NE Restaurant Company, Inc ("NERC") announced today that it entered into an agreement for the sale to Chase Securities Inc. and BancBoston Securities Inc., as initial purchasers, of $100 million principal amount of Senior Notes. The sale of the Senior Notes, which is being made in reliance on Rule 144A and other registration exemptions under the Securities Act of 1933, as amended, to institutional investors, is scheduled to close on Monday, July 20, 1998. The net proceeds from the sale of the Senior Notes are to be used to finance a portion of the purchase price payable in the tender offer for all outstanding shares of Common Stock of Bertucci's, Inc. (NASDAQ: BERT) at $10.50 per share commenced on May 20, 1998 through NERC's wholly-owned subsidiary, NERC Acquisition Corp. As previously announced, the tender offer is being made pursuant to the terms of a Merger Agreement among NERC, NERC Acquisition Corp. and Bertucci's. In the merger to occur following consummation of the tender offer, each share of Bertucci's Common Stock which is outstanding and not purchased pursuant to the tender offer will be converted into the right to receive $10.50 in cash. NERC noted that the principal amount of the Senior Notes being sold had been increased to $100 million from the $90 million principal amount stated in the Offer to Purchase, dated May 20, 1998. As a result, it is now expected that the private placement of shares of NERC Common Stock to finance the balance of the funds required to purchase Shares tendered in the tender offer, consummate the merger, refinance certain existing indebtedness of Bertucci's and NERC and to pay all related fees and expenses of the transaction, will be reduced to $28.8 million from the $38.8 million stated in the Offer to Purchase. -----END PRIVACY-ENHANCED MESSAGE-----