-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PgubTVr7jJDMlPQ2XcHdZnIO2SSxK4igkDE0eCsgDeBvDx3dUqH5ED5DAPWvDQ1e LO9YVhoGj3wydZ/uedZMcg== 0000914427-98-000159.txt : 19980720 0000914427-98-000159.hdr.sgml : 19980720 ACCESSION NUMBER: 0000914427-98-000159 CONFORMED SUBMISSION TYPE: SC 14D9/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980714 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BERTUCCIS INC CENTRAL INDEX KEY: 0000874971 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 042947209 STATE OF INCORPORATION: MA FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: SC 14D9/A SEC ACT: SEC FILE NUMBER: 005-41695 FILM NUMBER: 98665770 BUSINESS ADDRESS: STREET 1: 14 AUDUBON RD CITY: WAKEFIELD STATE: MA ZIP: 01880 BUSINESS PHONE: 6172466700 MAIL ADDRESS: STREET 1: 14 AUDUBON ROAD CITY: WAKEFIELD STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: BERTUCCIS HOLDING CORP DATE OF NAME CHANGE: 19600201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERTUCCIS INC CENTRAL INDEX KEY: 0000874971 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 042947209 STATE OF INCORPORATION: MA FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: SC 14D9/A BUSINESS ADDRESS: STREET 1: 14 AUDUBON RD CITY: WAKEFIELD STATE: MA ZIP: 01880 BUSINESS PHONE: 6172466700 MAIL ADDRESS: STREET 1: 14 AUDUBON ROAD CITY: WAKEFIELD STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: BERTUCCIS HOLDING CORP DATE OF NAME CHANGE: 19600201 SC 14D9/A 1 SCHEDULE 14D-9 AMENDMENT NO. 1 - ---------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Amendment No. 1) Solicitation/Recommendation Statement Pursuant to Section 14(d) (4) of the Securities Exchange Act of 1934 (Name of Subject Company) Common Stock, $.005 par value per share (Title of Class of Securities) 086063 10 4 (CUSIP Number of Class of Securities) Joseph Crugnale President Bertucci's, Inc. 14 Audubon Road Wakefield, Massachusetts 01880 (781) 246-6700 (Name, address and telephone number of person authorized to receive notices and communications on behalf of the person(s) filing statement) With a copy to: James Westra, Esq. Hutchins, Wheeler & Dittmar A Professional Corporation 101 Federal Street Boston, Massachusetts 02110 (617) 951-6600 - ------------------------------------------------------------------------ This Amendment No. 1 amends and supplements the Solicitation/Recommendation Statement on Schedule 14D-9 filed with the Securities and Exchange Commission (the "Commission") by Bertucci's, Inc., a Massachusetts corporation (the "Company"), on May 20, 1998 (as heretofore amended, the "Schedule 14D-9"), and relates to the tender offer made by NERC Acquisition Corp., a Massachusetts corporation ("Purchaser") and wholly owned subsidiary of NE Restaurant Company, Inc., a Delaware corporation ("Parent"), disclosed in a Tender Offer Statement on Schedule 14D-1 filed with the Commission on May 20, 1998, as heretofore amended, to purchase all of the outstanding shares of the Company's common stock, $.005 par value per share ("Company Common Stock"), at a purchase price of $10.50 per share of Company Common Stock, net to the seller in cash, on the terms and subject to the conditions set forth in the Purchaser's Offer to Purchase, dated May 20, 1998, and the related Letter of Transmittal. The purpose of this Amendment No. 1 is to amend Items 8 and 9 of the Schedule 14D-9 as set forth below. Terms defined in the Schedule 14D-9 are used in this Amendment No. 1 with the same meanings as provided in the Schedule 14D-9. Item 8. Additional Information to Be Furnished. Item 8 of the Schedule 14D-9 is hereby amended by adding the following paragraph thereto: On June 4, 1998, Parent and the Company announced that they had each received notice that the United States Department of Justice and the Federal Trade Commission had granted each early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, without any request for additional information or documentary materials. A copy of the press release issued by Parent and the Company announcing early termination of the waiting period is attached hereto as Exhibit 11 and is incorporated herein by reference. Item 9. Material to Be Filed as Exhibits. Exhibit-11 Press release issued by Bertucci's, Inc. and NE Restaurant Company, Inc., dated June 4, 1998, announcing the early termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 4, 1998 BERTUCCI'S, INC. By: /s/ Joseph Crugnale Joseph Crugnale President EX-11 2 EXHIBIT 11 Exhibit 11 FOR IMMEDIATE RELEASE June 4, 1998 CONTACT: NE Restaurant Company, Inc. Contact: Paul Hoagland, Executive Vice President and Chief Financial Officer Phone: 508/ 870-9200 Fax: 508/ 870-9201 or Bertucci's, Inc. Contact: Norman S. Mallett Treasurer, Vice President-Finance, and Chief Financial Officer Phone: 781/ 246-7878 Fax: 781/ 246-7458 NE RESTAURANT COMPANY, INC. AND BERTUCCI'S, INC. ANNOUNCE EARLY TERMINATION OF THE WAITING PERIOD UNDER THE HART-SCOTT-RODINO ANTITRUST IMPROVEMENTS ACT OF 1976, AS AMENDED Westborough, MA and Wakefield, MA, June 4, 1998 - NE Restaurant Company, Inc. ("NERC") and Bertucci's, Inc. (NASDAQ: BERT) announced today that early termination was granted on June 2, 1998, of the waiting period under The Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, applicable to the tender offer by NERC's wholly owned subsidiary, NERC Acquisition Corp., for all outstanding shares of Common Stock of Bertucci's. As previously announced, the tender offer is being made pursuant to the terms of a Merger Agreement among NERC, NERC Acquisition Corp., and Bertucci's. In the merger to occur following consummation of the tender offer, each share of Bertucci's common stock which is outstanding and not purchased pursuant to the tender offer will be converted into the right to receive $10.50 in cash. The offer and withdrawal rights will expire at 12:00 midnight, New York City time, on Wednesday, June 17, 1998, unless the offer is extended. Bertucci's, headquartered in Wakefield, Massachusetts, operates a chain of 87 "Bertucci's Brick Oven Pizzerias" and one "Sal and Vinnie's Sicilian Steakhouse". Bertucci's is a full-service, Italian restaurant featuring original recipe gourmet pizza prepared in brick ovens and other high-quality, moderately-priced Italian foods. The majority of the restaurants are located in the Northeastern and Mid-Atlantic areas with penetration in Chicago, Atlanta, and Virginia. NERC, headquartered in Westborough, Massachusetts, operates two distinct restaurant concepts: Chili's Grill and Bar ("Chili's") and On The Border ("OTB") restaurants. NERC operates 33 restaurants, including 31 Chili's and two OTB's in five New England states. NERC develops and operates its restaurants under franchise agreements with Brinker International, Inc. -----END PRIVACY-ENHANCED MESSAGE-----