-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VVEWPURLI3PoYlH4ZWxpeIxKOUBAv9weBx8KerxhjE6zXgXGH89uFaSazD4Rie+d nyieed4IrCIjlM6ofsq/ww== 0000899681-98-000364.txt : 19980610 0000899681-98-000364.hdr.sgml : 19980610 ACCESSION NUMBER: 0000899681-98-000364 CONFORMED SUBMISSION TYPE: SC 14D1/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980609 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BERTUCCIS INC CENTRAL INDEX KEY: 0000874971 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 042947209 STATE OF INCORPORATION: MA FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: SC 14D1/A SEC ACT: SEC FILE NUMBER: 005-41695 FILM NUMBER: 98644197 BUSINESS ADDRESS: STREET 1: 14 AUDUBON RD CITY: WAKEFIELD STATE: MA ZIP: 01880 BUSINESS PHONE: 6172466700 MAIL ADDRESS: STREET 1: 14 AUDUBON ROAD CITY: WAKEFIELD STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: BERTUCCIS HOLDING CORP DATE OF NAME CHANGE: 19600201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NE RESTAURANT CO INC CENTRAL INDEX KEY: 0001061588 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D1/A BUSINESS ADDRESS: STREET 1: 80A TURNPIKE ROAD CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 5088709200 MAIL ADDRESS: STREET 1: 80 A TURNPIKE RD CITY: WESTBOROUGH STATE: MA ZIP: 01581 SC 14D1/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------- SCHEDULE 14D-1 TENDER OFFER STATEMENT PURSUANT TO SECTION 14(d(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) ----------------- BERTUCCI'S, INC. (Name of Subject Company [Issuer]) NERC ACQUISITION CORP. A WHOLLY-OWNED SUBSIDIARY OF NE RESTAURANT COMPANY, INC. (Bidder) COMMON STOCK, PAR VALUE $0.005 PER SHARE (Title of Class of Securities) 086063 10 4 (CUSIP Number of Class of Securities) ----------------------- DENNIS PEDRA PRESIDENT NE RESTAURANT COMPANY, INC. 80A TURNPIKE ROAD WESTBOROUGH, MASSACHUSETTS 01581 (508) 870-9200 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications on Behalf of Bidder) WITH A COPY TO: DAVID L. FINKELMAN, ESQ. STROOCK & STROOCK & LAVAN LLP 180 MAIDEN LANE NEW YORK, NEW YORK 10038-4982 (212) 806-5400 NERC Acquisition Corp., a Massachusetts corporation ("Purchaser"), and NE Restaurant Company, Inc., a Delaware corporation ("Parent"), hereby further amend and supplement their Tender Offer Statement on Schedule 14D-1 (the "Schedule 14D-1"), filed with the Securities and Exchange Commission on May 20, 1998, with respect to Purchaser's offer to purchase all of the outstanding shares of Common Stock, par value $0.005 per share (the "Shares"), of Bertucci's, Inc., a Massachusetts corporation (the "Company"), not presently owned by Parent, at a purchase price of $10.50 per Share, net to the seller in cash, without interest thereon. All capitalized terms used herein shall have the meaning set forth in the Schedule 14D-1 or the Offer to Purchase dated May 20, 1998, except as may otherwise be provided herein. ITEM 10. ADDITIONAL INFORMATION. (e) The information set forth in Paragraph (e) of Item 10 is hereby amended and supplemented by adding to the information set forth under the subcaption "STOCKHOLDER LITIGATIONS" in Section 15 ("Certain Regulatory Matters; Regulatory Approval") of the Offer to Purchase the following: On June 4, 1998, plaintiffs in the Stockholder Litigations filed a Consolidated Amended and Supplemental Class Action Complaint (the "Amended Complaint") in which they named, in addition to the Company and its Board of Directors, Parent and Purchaser as nominal defendants. In lieu of challenging the Ten Ideas Merger pursuant to the original complaint filed in February 1998, the Amended Complaint asserts claims (i) challenging the payment to Mr. Crugnale under the Ten Ideas Merger Agreement of a termination fee of $1.5 million and up to $750,000 of documented expenses and the approval of the Litigation Settlement Agreement which acknowledged such payments and provided that the Company, Parent and Purchaser would not contest or seek to recover such payments as breaches of the directors' fiduciary duties and self dealing on the part of Mr. Crugnale and (ii) seeking to recover legal fees for plaintiffs' counsel on the alleged ground that the Offer resulted in part through the efforts of plaintiffs and their counsel. On June 4, 1998, plaintiffs also filed an emergency motion for expedited discovery and to schedule a hearing to seek a preliminary injunction to set aside a portion of the total purchase price to be paid by Parent and Purchaser pursuant to the Offer for the possible payment of plaintiffs' legal fees, pending a determination by the court as to whether an award of counsel fees to plaintiffs is warranted. On June 4, 1998, the court heard oral arguments on plaintiffs' emergency motion and reserved decision. SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: June 9, 1998 NE RESTAURANT COMPANY, INC. By:/s/ Paul V. Hoagland ------------------------ Paul V. Hoagland Executive Vice President NERC ACQUISITION CORP. By:/s/ Paul V. Hoagland ------------------------ Paul V. Hoagland Executive Vice President -----END PRIVACY-ENHANCED MESSAGE-----