0001225208-24-000647.txt : 20240109
0001225208-24-000647.hdr.sgml : 20240109
20240109160515
ACCESSION NUMBER: 0001225208-24-000647
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240105
FILED AS OF DATE: 20240109
DATE AS OF CHANGE: 20240109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swift Christopher
CENTRAL INDEX KEY: 0001349356
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 24523277
MAIL ADDRESS:
STREET 1: HARBORSIDE FINANCIAL CENTER
STREET 2: 3200 PLAZA 5
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP, INC.
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
DATE OF NAME CHANGE: 19990402
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
X0508
4
2024-01-05
0000874766
HARTFORD FINANCIAL SERVICES GROUP, INC.
HIG
0001349356
Swift Christopher
ONE HARTFORD PLAZA
HARTFORD
CT
06155
1
1
Chairman and CEO
1
Common Stock
2024-01-05
4
M
0
3337.0000
41.2500
A
173517.0000
D
Common Stock
2024-01-05
4
S
0
3337.0000
83.0031
D
170180.0000
D
Common Stock
15503.0000
I
By Spouse
Common Stock
95386.0000
I
Swift Family Gift Trust
Common Stock
60865.0000
I
Swift Family Legacy Trust
Stock Option
41.2500
2024-01-05
4
M
0
3337.0000
0.0000
D
2025-03-03
Common Stock
3337.0000
197921.0000
D
Stock Option
43.5900
2026-03-01
Common Stock
294481.0000
294481.0000
D
Stock Option
48.8900
2027-02-28
Common Stock
302908.0000
302908.0000
D
Stock Option
49.0100
2029-02-26
Common Stock
352263.0000
352263.0000
D
Stock Option
51.8700
2031-02-23
Common Stock
310820.0000
310820.0000
D
Stock Option
53.8100
2028-02-27
Common Stock
284819.0000
284819.0000
D
Stock Option
55.2700
2030-02-25
Common Stock
327679.0000
327679.0000
D
Stock Option
69.4100
2032-02-23
Common Stock
301932.0000
301932.0000
D
Stock Option
78.2800
2033-02-28
Common Stock
248933.0000
248933.0000
D
The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $83.00 - $83.025 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
One-third of the options became exercisable on February 23, 2022, an additional one-third of the options became exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date.
The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
One-third of the options became exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.
One-third of the options will become exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date.
Anthony J. Salerno, Jr., Attorney-in-Fact
2024-01-09