0001225208-23-011285.txt : 20231219 0001225208-23-011285.hdr.sgml : 20231219 20231219171236 ACCESSION NUMBER: 0001225208-23-011285 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231219 DATE AS OF CHANGE: 20231219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swift Christopher CENTRAL INDEX KEY: 0001349356 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 231498409 MAIL ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: 3200 PLAZA 5 CITY: JERSEY CITY STATE: NJ ZIP: 07311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] ORGANIZATION NAME: 02 Finance IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE DATE OF NAME CHANGE: 19990402 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0508 4 2023-12-15 0000874766 HARTFORD FINANCIAL SERVICES GROUP, INC. HIG 0001349356 Swift Christopher ONE HARTFORD PLAZA HARTFORD CT 06155 1 1 Chairman and CEO 1 Common Stock 2023-12-15 4 M 0 53596.0000 41.2500 A 223776.0000 D Common Stock 2023-12-15 4 S 0 53596.0000 80.2336 D 170180.0000 D Common Stock 2023-12-18 4 M 0 47033.0000 41.2500 A 217213.0000 D Common Stock 2023-12-18 4 S 0 47033.0000 80.4112 D 170180.0000 D Common Stock 15503.0000 I By Spouse Common Stock 95386.0000 I Swift Family Gift Trust Common Stock 60865.0000 I Swift Family Legacy Trust Stock Option 41.2500 2023-12-15 4 M 0 53596.0000 0.0000 D 2025-03-03 Common Stock 53596.0000 248291.0000 D Stock Option 41.2500 2023-12-18 4 M 0 47033.0000 0.0000 D 2025-03-03 Common Stock 47033.0000 201258.0000 D Stock Option 43.5900 2026-03-01 Common Stock 294481.0000 294481.0000 D Stock Option 48.8900 2027-02-28 Common Stock 302908.0000 302908.0000 D Stock Option 49.0100 2029-02-26 Common Stock 352263.0000 352263.0000 D Stock Option 51.8700 2031-02-23 Common Stock 310820.0000 310820.0000 D Stock Option 53.8100 2028-02-27 Common Stock 284819.0000 284819.0000 D Stock Option 55.2700 2030-02-25 Common Stock 327679.0000 327679.0000 D Stock Option 69.4100 2032-02-23 Common Stock 301932.0000 301932.0000 D Stock Option 78.2800 2033-02-28 Common Stock 248933.0000 248933.0000 D The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on September 15, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The exercised options were granted to Mr. Swift in 2015 and scheduled to expire on March 3, 2025. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $80.00 - $80.65 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $80.00 - $80.77 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date. The options became fully exercisable on February 28, 2020, the third anniversary of the grant date. The options became fully exercisable on February 26, 2022, the third anniversary of the grant date. One-third of the options became exercisable on February 23, 2022, an additional one-third of the options became exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date. The options became fully exercisable on February 27, 2021, the third anniversary of the grant date. The options became fully exercisable on February 25, 2023, the third anniversary of the grant date. One-third of the options became exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date. One-third of the options will become exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date. Anthony J. Salerno, Jr., Attorney-in-Fact 2023-12-19