0001225208-22-000069.txt : 20220103 0001225208-22-000069.hdr.sgml : 20220103 20220103161827 ACCESSION NUMBER: 0001225208-22-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211230 FILED AS OF DATE: 20220103 DATE AS OF CHANGE: 20220103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIOT DOUGLAS G CENTRAL INDEX KEY: 0001224074 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 22502354 BUSINESS ADDRESS: STREET 1: ONE TOWER SQUARE STREET 2: ATTN GENERAL COUNSEL CITY: HARTFORD STATE: CT ZIP: 06183 BUSINESS PHONE: 860 277 0111 MAIL ADDRESS: STREET 1: TRAVELERSJ PROPERTY CASUALTY CORP STREET 2: ONE TOWER SQ CITY: HARTFORD STATE: CT ZIP: 06118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE DATE OF NAME CHANGE: 19990402 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2021-12-30 0000874766 HARTFORD FINANCIAL SERVICES GROUP, INC. HIG 0001224074 ELLIOT DOUGLAS G ONE HARTFORD PLAZA HARTFORD CT 06155 1 President Common Stock 2021-12-30 4 M 0 6896.0000 35.8300 A 213766.0150 D Common Stock 2021-12-30 4 S 0 6896.0000 70.0040 D 206870.0150 D Stock Option 35.8300 2021-12-30 4 M 0 6896.0000 0.0000 D 2024-03-04 Common Stock 6896.0000 87533.0000 D Stock Option 41.2500 2025-03-03 Common Stock 207547.0000 207547.0000 D Stock Option 43.5900 2026-03-01 Common Stock 190486.0000 190486.0000 D Stock Option 48.8900 2027-02-28 Common Stock 201939.0000 201939.0000 D Stock Option 49.0100 2029-02-26 Common Stock 219898.0000 219898.0000 D Stock Option 51.8700 2031-02-23 Common Stock 183132.0000 183132.0000 D Stock Option 53.8100 2028-02-27 Common Stock 178012.0000 178012.0000 D Stock Option 55.2700 2030-02-25 Common Stock 204703.0000 204703.0000 D The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Elliot on November 11, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $70.00 - 70.01 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date. The options became fully exercisable on February 28, 2020, the third anniversary of the grant date. One-third of the options became exercisable on February 26, 2020, an additional one-third of the options became exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. One-third of the options will become exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date. The options became fully exercisable on February 27, 2021, the third anniversary of the grant date. One-third of the options became exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Anthony J. Salerno, Jr., Attorney-in-Fact 2022-01-03