0001225208-21-003167.txt : 20210219 0001225208-21-003167.hdr.sgml : 20210219 20210219161905 ACCESSION NUMBER: 0001225208-21-003167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210217 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIOT DOUGLAS G CENTRAL INDEX KEY: 0001224074 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 21655854 BUSINESS ADDRESS: STREET 1: ONE TOWER SQUARE STREET 2: ATTN GENERAL COUNSEL CITY: HARTFORD STATE: CT ZIP: 06183 BUSINESS PHONE: 860 277 0111 MAIL ADDRESS: STREET 1: TRAVELERSJ PROPERTY CASUALTY CORP STREET 2: ONE TOWER SQ CITY: HARTFORD STATE: CT ZIP: 06118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE DATE OF NAME CHANGE: 19990402 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2021-02-17 0000874766 HARTFORD FINANCIAL SERVICES GROUP, INC. HIG 0001224074 ELLIOT DOUGLAS G ONE HARTFORD PLAZA HARTFORD CT 06155 1 President Common Stock 2021-02-17 4 M 0 34845.0000 0 A 223034.0150 D Common Stock 2021-02-18 4 F 0 16164.0000 50.1000 D 206870.0150 D Performance Shares 2021-02-17 4 A 0 34845.0000 0.0000 A Common Stock 34845.0000 34845.0000 D Performance Shares 2021-02-17 4 M 0 34845.0000 0.0000 D Common Stock 34845.0000 0.0000 D Stock Option 35.8300 2024-03-04 Common Stock 94429.0000 94429.0000 D Stock Option 41.2500 2025-03-03 Common Stock 207547.0000 207547.0000 D Stock Option 43.5900 2026-03-01 Common Stock 190486.0000 190486.0000 D Stock Option 48.8900 2027-02-28 Common Stock 201939.0000 201939.0000 D Stock Option 49.0100 2029-02-26 Common Stock 219898.0000 219898.0000 D Stock Option 53.8100 2028-02-27 Common Stock 178012.0000 178012.0000 D Stock Option 55.2700 2030-02-25 Common Stock 204703.0000 204703.0000 D On February 17, 2021, the Company's Compensation and Management Development Committee certified a performance share payout based on the level of the Company's performance relative to pre-established objectives for the January 1, 2018 through December 31, 2020 performance period. The performance shares were paid in shares of the Company's common stock. Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on this Form 4, in accordance with the Company's administrative rules. The closing price of the Company's common stock on February 17, 2021, the day of certification. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date. The options became fully exercisable on February 28, 2020, the third anniversary of the grant date. One-third of the options became exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. One-third of the options became exercisable on February 27, 2019, an additional one-third of the options became exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. One-third of the options will become exercisable on February 25, 2021, an additional one-third of the options will become exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. Anthony J. Salerno, Jr., Attorney-in-Fact 2021-02-19