0001225208-19-014658.txt : 20191119 0001225208-19-014658.hdr.sgml : 20191119 20191119161056 ACCESSION NUMBER: 0001225208-19-014658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swift Christopher CENTRAL INDEX KEY: 0001349356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 191231274 MAIL ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: 3200 PLAZA 5 CITY: JERSEY CITY STATE: NJ ZIP: 07311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP, INC. CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE DATE OF NAME CHANGE: 19990402 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2019-11-15 0000874766 HARTFORD FINANCIAL SERVICES GROUP, INC. HIG 0001349356 Swift Christopher ONE HARTFORD PLAZA HARTFORD CT 06155 1 1 Chairman and CEO Common Stock 2019-11-15 4 M 0 30979.0000 28.9100 A 213417.7800 D Common Stock 2019-11-15 4 S 0 30979.0000 62.0000 D 182438.7800 D Common Stock 3750.0000 I By Spouse Common Stock 24850.0000 I Swift Family Gift Trust Common Stock 44200.0000 I Swift Family Legacy Trust Stock Option 28.9100 2019-11-15 4 M 0 30979.0000 0.0000 D 2021-03-01 Common Stock 30979.0000 0.0000 D Stock Option 20.6300 2022-02-28 Common Stock 148448.0000 148448.0000 D Stock Option 24.1500 2023-03-05 Common Stock 141388.0000 141388.0000 D Stock Option 35.8300 2024-03-04 Common Stock 103872.0000 103872.0000 D Stock Option 41.2500 2025-03-03 Common Stock 301887.0000 301887.0000 D Stock Option 43.5900 2026-03-01 Common Stock 294481.0000 294481.0000 D Stock Option 48.8900 2027-02-28 Common Stock 302908.0000 302908.0000 D Stock Option 49.0100 2029-02-26 Common Stock 352263.0000 352263.0000 D Stock Option 53.8100 2028-02-27 Common Stock 284819.0000 284819.0000 D The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date. The options became fully exercisable on March 1, 2019, the third anniversary of the grant date. One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date. One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date. One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. Anthony J. Salerno, Jr., Attorney-in-Fact 2019-11-18