0001225208-19-014658.txt : 20191119
0001225208-19-014658.hdr.sgml : 20191119
20191119161056
ACCESSION NUMBER: 0001225208-19-014658
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191115
FILED AS OF DATE: 20191119
DATE AS OF CHANGE: 20191119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swift Christopher
CENTRAL INDEX KEY: 0001349356
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 191231274
MAIL ADDRESS:
STREET 1: HARBORSIDE FINANCIAL CENTER
STREET 2: 3200 PLAZA 5
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP, INC.
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
DATE OF NAME CHANGE: 19990402
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
X0306
4
2019-11-15
0000874766
HARTFORD FINANCIAL SERVICES GROUP, INC.
HIG
0001349356
Swift Christopher
ONE HARTFORD PLAZA
HARTFORD
CT
06155
1
1
Chairman and CEO
Common Stock
2019-11-15
4
M
0
30979.0000
28.9100
A
213417.7800
D
Common Stock
2019-11-15
4
S
0
30979.0000
62.0000
D
182438.7800
D
Common Stock
3750.0000
I
By Spouse
Common Stock
24850.0000
I
Swift Family Gift Trust
Common Stock
44200.0000
I
Swift Family Legacy Trust
Stock Option
28.9100
2019-11-15
4
M
0
30979.0000
0.0000
D
2021-03-01
Common Stock
30979.0000
0.0000
D
Stock Option
20.6300
2022-02-28
Common Stock
148448.0000
148448.0000
D
Stock Option
24.1500
2023-03-05
Common Stock
141388.0000
141388.0000
D
Stock Option
35.8300
2024-03-04
Common Stock
103872.0000
103872.0000
D
Stock Option
41.2500
2025-03-03
Common Stock
301887.0000
301887.0000
D
Stock Option
43.5900
2026-03-01
Common Stock
294481.0000
294481.0000
D
Stock Option
48.8900
2027-02-28
Common Stock
302908.0000
302908.0000
D
Stock Option
49.0100
2029-02-26
Common Stock
352263.0000
352263.0000
D
Stock Option
53.8100
2028-02-27
Common Stock
284819.0000
284819.0000
D
The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Swift on August 9, 2019, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
One-third of the options became exercisable on February 28, 2018, an additional one-third of the options became exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
One-third of the options will become exercisable on February 26, 2020, an additional one-third of the options will become exercisable on February 26, 2021 and the remaining one-third of the options will become exercisable on February 26, 2022, the third anniversary of the grant date.
One-third of the options became exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
Anthony J. Salerno, Jr., Attorney-in-Fact
2019-11-18