0001225208-18-009969.txt : 20180530 0001225208-18-009969.hdr.sgml : 20180530 20180530160141 ACCESSION NUMBER: 0001225208-18-009969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180529 FILED AS OF DATE: 20180530 DATE AS OF CHANGE: 20180530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Brion S CENTRAL INDEX KEY: 0001550901 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 18868084 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2018-05-29 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001550901 Johnson Brion S ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive Vice President Common Stock 2018-05-29 4 M 0 11569.0000 24.1500 A 61444.5360 D Common Stock 2018-05-29 4 S 0 11569.0000 51.9100 D 49875.5360 D Restricted Stock Units 19033.7550 D Stock Option 24.1500 2018-05-29 4 M 0 11569.0000 24.1500 D 2023-03-05 Common Stock 11569.0000 0.0000 D Stock Option 35.8300 2024-03-04 Common Stock 51936.0000 51936.0000 D Stock Option 41.2500 2025-03-03 Common Stock 56604.0000 56604.0000 D Stock Option 43.5900 2026-03-01 Common Stock 55601.0000 55601.0000 D Stock Option 48.8900 2027-02-28 Common Stock 60582.0000 60582.0000 D Stock Option 53.8100 2028-02-27 Common Stock 56964.0000 56964.0000 D Transaction effected pursuant to a pre-planned trading plan entered into on February 28, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $51.72 to $52.32 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date. The options became fully exercisable on March 3, 2018, the third anniversary of the grant date. One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date. One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date. One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. /s/ Anthony J. Salerno, Attorney-in-Fact 2018-05-30