0001225208-18-009969.txt : 20180530
0001225208-18-009969.hdr.sgml : 20180530
20180530160141
ACCESSION NUMBER: 0001225208-18-009969
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180529
FILED AS OF DATE: 20180530
DATE AS OF CHANGE: 20180530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Brion S
CENTRAL INDEX KEY: 0001550901
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 18868084
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
X0306
4
2018-05-29
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001550901
Johnson Brion S
ONE HARTFORD PLAZA
HARTFORD
CT
06155
1
Executive Vice President
Common Stock
2018-05-29
4
M
0
11569.0000
24.1500
A
61444.5360
D
Common Stock
2018-05-29
4
S
0
11569.0000
51.9100
D
49875.5360
D
Restricted Stock Units
19033.7550
D
Stock Option
24.1500
2018-05-29
4
M
0
11569.0000
24.1500
D
2023-03-05
Common Stock
11569.0000
0.0000
D
Stock Option
35.8300
2024-03-04
Common Stock
51936.0000
51936.0000
D
Stock Option
41.2500
2025-03-03
Common Stock
56604.0000
56604.0000
D
Stock Option
43.5900
2026-03-01
Common Stock
55601.0000
55601.0000
D
Stock Option
48.8900
2027-02-28
Common Stock
60582.0000
60582.0000
D
Stock Option
53.8100
2028-02-27
Common Stock
56964.0000
56964.0000
D
Transaction effected pursuant to a pre-planned trading plan entered into on February 28, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $51.72 to $52.32 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.
/s/ Anthony J. Salerno, Attorney-in-Fact
2018-05-30