0001225208-18-004962.txt : 20180301 0001225208-18-004962.hdr.sgml : 20180301 20180301171322 ACCESSION NUMBER: 0001225208-18-004962 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180227 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bombara Beth Ann CENTRAL INDEX KEY: 0001399852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 18658849 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2018-02-27 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001399852 Bombara Beth Ann ONE HARTFORD PLAZA HARTFORD CT 06155 1 EVP and CFO Common Stock 2018-02-27 4 M 0 16938.0000 24.1500 A 61730.6000 D Common Stock 2018-02-27 4 M 0 4368.0000 28.9100 A 66098.6000 D Common Stock 2018-02-27 4 M 0 2399.0000 20.6300 A 68497.6000 D Common Stock 2018-02-27 4 M 0 200.0000 24.1500 A 68697.6000 D Common Stock 2018-02-27 4 S 0 200.0000 54.8300 D 68497.6000 D Common Stock 2018-02-27 4 S 0 2399.0000 54.2310 D 66098.6000 D Common Stock 2018-02-27 4 S 0 4368.0000 54.2460 D 61730.6000 D Common Stock 2018-02-27 4 F 0 9640.0000 53.9500 D 52090.6000 D Common Stock 2018-02-27 4 S 0 16938.0000 54.2380 D 35152.6000 D Restricted Stock Units 18939.9190 D Stock Option 53.8100 2018-02-27 4 A 0 63194.0000 0.0000 A 2028-02-27 Common Stock 63194.0000 63194.0000 D Stock Option 20.6300 2018-02-27 4 M 0 2399.0000 20.6300 D 2022-02-28 Common Stock 2399.0000 4799.0000 D Stock Option 28.9100 2018-02-27 4 M 0 4368.0000 28.9100 D 2021-03-01 Common Stock 4368.0000 8736.0000 D Stock Option 24.1500 2018-02-27 4 M 0 200.0000 24.1500 D 2023-03-05 Common Stock 200.0000 51214.0000 D Stock Option 24.1500 2018-02-27 4 M 0 16938.0000 24.1500 D 2023-03-05 Common Stock 16938.0000 34276.0000 D Stock Option 35.8300 2024-03-04 Common Stock 47214.0000 47214.0000 D Stock Option 41.2500 2025-03-03 Common Stock 77830.0000 77830.0000 D Stock Option 43.5900 2026-03-01 Common Stock 72076.0000 72076.0000 D Stock Option 48.8900 2027-02-28 Common Stock 70679.0000 70679.0000 D Transaction effected pursuant to a pre-planned trading plan entered into on December 12, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $54.82 to $54.84 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $53.86 to $54.78 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $53.83 to $54.80 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 21, 2018, in accordance with the Company's administrative rules. The closing price of the Company's common stock on February 21, 2018, the day of certification. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $53.82 to $54.81 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. The options became fully exercisable on March 4, 2017, the third anniversary of the grant date. One-third of the options became exercisable on March 3, 2016, an additional one-third of the options became exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date. One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date. One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date. cdpoaforct.txt /s/ Terence Shields, Attorney-in-Fact 2018-03-01