0001225208-17-004714.txt : 20170227 0001225208-17-004714.hdr.sgml : 20170227 20170227160415 ACCESSION NUMBER: 0001225208-17-004714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rupp Robert CENTRAL INDEX KEY: 0001534150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 17641643 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 4 1 doc4.xml X0306 4 2017-02-23 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001534150 Rupp Robert ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive Vice President Common Stock 2017-02-23 4 F 0 5020.0000 48.3600 D 38132.9330 D Restricted Stock Units 18606.6680 D Stock Option 17.8300 2021-11-04 Common Stock 62230.0000 62230.0000 D Stock Option 20.6300 2022-02-28 Common Stock 54467.0000 54467.0000 D Stock Option 24.1500 2023-03-05 Common Stock 89974.0000 89974.0000 D Stock Option 35.8300 2024-03-04 Common Stock 66100.0000 66100.0000 D Stock Option 41.2500 2025-03-03 Common Stock 66038.0000 66038.0000 D Stock Option 43.5900 2026-03-01 Common Stock 57661.0000 57661.0000 D Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations arising from the performance share certification reported on a Form 4 dated February 22, 2017, in accordance with the Company's administrative rules. The closing price of the Company's common stock on February 17, 2017, the last trading day prior to certification. The options became fully exercisable on November 4, 2014, the third anniversary of the grant date. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. One-third of the options became exercisable on March 4, 2015, an additional one-third of the options became exercisable on March 4, 2016 and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date. One-third of the options became exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date. One-third of the options will become exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date. /s/ Anthony J. Salerno, Attorney-in-Fact 2017-02-27