0001225208-17-004088.txt : 20170222 0001225208-17-004088.hdr.sgml : 20170222 20170222160438 ACCESSION NUMBER: 0001225208-17-004088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170220 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swift Christopher CENTRAL INDEX KEY: 0001349356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 17628329 MAIL ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: 3200 PLAZA 5 CITY: JERSEY CITY STATE: NJ ZIP: 07311 4 1 doc4.xml X0306 4 2017-02-20 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001349356 Swift Christopher ONE HARTFORD PLAZA HARTFORD CT 06155 1 1 Chairman and CEO Common Stock 2017-02-20 4 M 0 15964.5200 0 A 66160.7570 D Restricted Stock Units 31011.1150 D Common Stock 3750.0000 I By Spouse Common Stock 24850.0000 I Swift Family Gift Trust Common Stock 44200.0000 I Swift Family Legacy Trust Performance Shares 2017-02-20 4 A 0 15964.5200 0.0000 A Common Stock 15964.5200 15964.5200 D Performance Shares 2017-02-20 4 M 0 15964.5200 0.0000 D Common Stock 15964.5200 0.0000 D Stock Option 20.6300 2022-02-28 Common Stock 148448.0000 148448.0000 D Stock Option 24.1500 2023-03-05 Common Stock 141388.0000 141388.0000 D Stock Option 28.9100 2021-03-01 Common Stock 92937.0000 92937.0000 D Stock Option 35.8300 2024-03-04 Common Stock 103872.0000 103872.0000 D Stock Option 41.2500 2025-03-03 Common Stock 301887.0000 301887.0000 D Stock Option 43.5900 2026-03-01 Common Stock 294481.0000 294481.0000 D On February 20, 2017, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2014 through December 31, 2016 performance period. The performance shares were paid in shares of the Company's common stock. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. The options became fully exercisable on March 5, 2016, the third anniversary of the grant date. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. One-third of the options became exercisable on March 4, 2015, an additional one-third of the options became exercisable on March 4, 2016 and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date. One-third of the options became exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017 and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date. One-third of the options will become exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date. Anthony J. Salerno, Attorney-in-Fact 2017-02-22