0001225208-17-003203.txt : 20170214 0001225208-17-003203.hdr.sgml : 20170214 20170214160910 ACCESSION NUMBER: 0001225208-17-003203 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swift Christopher CENTRAL INDEX KEY: 0001349356 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 17608770 MAIL ADDRESS: STREET 1: HARBORSIDE FINANCIAL CENTER STREET 2: 3200 PLAZA 5 CITY: JERSEY CITY STATE: NJ ZIP: 07311 5 1 doc5.xml X0306 5 2016-12-31 0 0 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001349356 Swift Christopher ONE HARTFORD PLAZA HARTFORD CT 06155 1 1 Chairman and CEO Common Stock 2016-12-09 5 G 0 5300.0000 0.0000 D 50196.2370 D Common Stock 2016-12-09 5 G 0 5300.0000 0.0000 D 3750.0000 I By Spouse Restricted Stock Units 30862.4580 D Common Stock 24850.0000 I Swift Family Gift Trust Common Stock 44200.0000 I Swift Family Legacy Trust Stock Option 20.6300 2022-02-28 Common Stock 148448.0000 148448.0000 D Stock Option 24.1500 2023-03-05 Common Stock 141388.0000 141388.0000 D Stock Option 28.9100 2021-03-01 Common Stock 92937.0000 92937.0000 D Stock Option 35.8300 2024-03-04 Common Stock 103872.0000 103872.0000 D Stock Option 41.2500 2025-03-03 Common Stock 301887.0000 301887.0000 D Stock Option 43.5900 2026-03-01 Common Stock 294481.0000 294481.0000 D This transaction involved a gift to a charitable institution. This transaction involved a gift to a charitable institution by the reporting person's spouse. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. The options became fully exercisable on March 5, 2016, the third anniversary of the grante date. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. One-third of the options became exercisable on March 4, 2015, an additional one-third of the options became exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March4, 2017, the third anniversary of the grant date. One-third of the options became exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017, and the remaining one-third of the options will become exercisable onMarch 3, 2018, the third anniversary of the grant date. One-third of the options will become exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018, and the remaining one-third of the options will become exercisableon March 1, 2019, the third anniversary of the grant date. /s/ Leslie T. Soler, Attorney-in-Fact 2017-02-14