0001225208-16-039614.txt : 20160923
0001225208-16-039614.hdr.sgml : 20160923
20160923163132
ACCESSION NUMBER: 0001225208-16-039614
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160902
FILED AS OF DATE: 20160923
DATE AS OF CHANGE: 20160923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swift Christopher
CENTRAL INDEX KEY: 0001349356
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 161900181
MAIL ADDRESS:
STREET 1: HARBORSIDE FINANCIAL CENTER
STREET 2: 3200 PLAZA 5
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
4
1
doc4.xml
X0306
4
2016-09-02
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001349356
Swift Christopher
ONE HARTFORD PLAZA
HARTFORD
CT
06155
1
1
Chairman and CEO
Common Stock
2016-09-07
5
G
0
24850.0000
0.0000
D
55496.2370
D
Common Stock
2016-09-02
5
G
0
44200.0000
0.0000
D
9050.0000
I
By Spouse
Common Stock
2016-09-14
5
G
0
24850.0000
0.0000
A
24850.0000
I
Swift Family Gift Trust
Common Stock
2016-09-02
5
G
0
44200.0000
0.0000
A
44200.0000
I
Swift Family Legacy Trust
Restricted Stock Units
30710.7110
D
Stock Option
20.6300
2022-02-28
Common Stock
148448.0000
148448.0000
D
Stock Option
28.9100
2021-03-01
Common Stock
92937.0000
92937.0000
D
Stock Option
43.5900
2026-03-01
Common Stock
294481.0000
294481.0000
D
Stock Option
41.2500
2025-03-03
Common Stock
301887.0000
301887.0000
D
Stock Option
35.8300
2024-03-04
Common Stock
103872.0000
103872.0000
D
Stock Option
24.1500
2023-03-05
Common Stock
141388.0000
141388.0000
D
This transaction involved a gift by the reporting person to the Swift Family Gift Trust, where the reporting person's spouse is the Trustee.
This transaction involved a gift by the reporting person's spouse to the Swift Family Legacy Trust, where the reporting person is the Trustee.
The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
One-third of the options will become exercisable on March 1, 2017, an additional one-third of the options will become exercisable on March 1, 2018, and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
One-third of the options became exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017, and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
One-third of the options became exercisable on March 4, 2015, an additional one-third of the options became exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
The options became fully exercisable on March 5, 2016, the third anniversary of the grante date.
/s/ Leslie T. Soler, Attorney-in-Fact
2016-09-23