0001225208-16-028033.txt : 20160224
0001225208-16-028033.hdr.sgml : 20160224
20160224180935
ACCESSION NUMBER: 0001225208-16-028033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160222
FILED AS OF DATE: 20160224
DATE AS OF CHANGE: 20160224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE
CENTRAL INDEX KEY: 0000874766
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133317783
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
BUSINESS PHONE: 8605475000
MAIL ADDRESS:
STREET 1: ONE HARTFORD PLAZA
CITY: HARTFORD
STATE: CT
ZIP: 06155
FORMER COMPANY:
FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swift Christopher
CENTRAL INDEX KEY: 0001349356
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13958
FILM NUMBER: 161453290
MAIL ADDRESS:
STREET 1: HARBORSIDE FINANCIAL CENTER
STREET 2: 3200 PLAZA 5
CITY: JERSEY CITY
STATE: NJ
ZIP: 07311
4
1
doc4.xml
X0306
4
2016-02-22
0000874766
HARTFORD FINANCIAL SERVICES GROUP INC/DE
HIG
0001349356
Swift Christopher
ONE HARTFORD PLAZA
HARTFORD
CT
06155
1
1
Chairman and CEO
Common Stock
2016-02-22
4
M
0
91098.0000
0
A
121485.2370
D
Common Stock
2016-02-24
4
F
0
41139.0000
42.5000
D
80346.2370
D
Restricted Stock Units
30429.1450
D
Common Stock
53250.0000
I
By Spouse
Performance Shares
2016-02-22
4
A
0
91098.0000
0.0000
A
Common Stock
91098.0000
91098.0000
D
Performance Shares
2016-02-22
4
M
0
91098.0000
0.0000
D
Common Stock
91098.0000
0.0000
D
Stock Option
20.6300
2022-02-28
Common Stock
148448.0000
148448.0000
D
Stock Option
28.9100
2021-03-01
Common Stock
92937.0000
92937.0000
D
Stock Option
41.2500
2025-03-03
Common Stock
301887.0000
301887.0000
D
Stock Option
35.8300
2024-03-04
Common Stock
103872.0000
103872.0000
D
Stock Option
24.1500
2023-03-05
Common Stock
141388.0000
141388.0000
D
On February 22, 2016, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2013 through December 31, 2015 performance period. The performance shares were paid in shares of the Company's common stock.
Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations from the performance share certification on February 22, 2016, in accordance with the Company's administrative rules.
The closing stock price of the Company's common stock on February 22, 2016, the date of certification.
The options became fully exercisable on February 28, 2015, the third anniversary of the grant date.
The options became fully exercisable on March 1, 2014, the third anniversary of the grant date.
One-third of the options will become exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017, and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date.
One-third of the options became exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date.
One-third of the options became exercisable on March 5, 2014, an additional one-third of the options became exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date.
/s/ Leslie T. Soler, Attorney-in-Fact
2016-02-24