0001225208-16-028025.txt : 20160224 0001225208-16-028025.hdr.sgml : 20160224 20160224180917 ACCESSION NUMBER: 0001225208-16-028025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160222 FILED AS OF DATE: 20160224 DATE AS OF CHANGE: 20160224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sprague Raymond J CENTRAL INDEX KEY: 0001615548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 161453281 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 4 1 doc4.xml X0306 4 2016-02-22 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001615548 Sprague Raymond J ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive Vice President Common Stock 2016-02-22 4 M 0 13914.0000 0 A 50264.3650 D Common Stock 2016-02-24 4 F 0 4838.0000 42.5000 D 45426.3650 D Restricted Stock Units 46251.9810 D Performance Shares 2016-02-22 4 A 0 13914.0000 0.0000 A Common Stock 13914.0000 13914.0000 D Performance Shares 2016-02-22 4 M 0 13914.0000 0.0000 D Common Stock 13914.0000 0.0000 D Stock Option 74.8800 2018-02-26 Common Stock 4372.0000 4372.0000 D Stock Option 93.6900 2017-02-27 Common Stock 3135.0000 3135.0000 D Stock Option 20.6300 2022-02-28 Common Stock 7378.0000 7378.0000 D Stock Option 28.9100 2021-03-01 Common Stock 14870.0000 14870.0000 D Stock Option 41.2500 2025-03-03 Common Stock 23585.0000 23585.0000 D Stock Option 35.8300 2024-03-04 Common Stock 17941.0000 17941.0000 D Stock Option 24.1500 2023-03-05 Common Stock 21594.0000 21594.0000 D On February 22, 2016, the Company's Compensation and Management Development Committee certified a performance share payout, based on the level of the Company's performance relative to pre-established objectives for the January 1, 2013 through December 31, 2015 performance period. The performance shares were paid in shares of the Company's common stock. Transaction involving a disposition to the Company of equity securities to cover tax withholding obligations from the performance share certification on February 22, 2016, in accordance with the Company's administrative rules. The closing stock price of the Company's common stock on February 22, 2016, the date of certification. The options became fully exercisable on February 26, 2011, the third anniversary of the grant date. The options became fully exercisable on February 27, 2010, the third anniversary of the grant date. The options became fully exercisable on February 28, 2015, the third anniversary of the grant date. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. One-third of the options will become exercisable on March 3, 2016, an additional one-third of the options will become exercisable on March 3, 2017, and the remaining one-third of the options will become exercisable on March 3, 2018, the third anniversary of the grant date. One-third of the options became exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date. One-third of the options became exercisable on March 5, 2014, an additional one-third of the options became exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date. /s/ Leslie T. Soler, Attorney-in-Fact 2016-02-24