0001225208-15-002983.txt : 20150204 0001225208-15-002983.hdr.sgml : 20150204 20150204160843 ACCESSION NUMBER: 0001225208-15-002983 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150202 FILED AS OF DATE: 20150204 DATE AS OF CHANGE: 20150204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rupp Robert CENTRAL INDEX KEY: 0001534150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 15575514 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 4 1 doc4.xml X0306 4 2015-02-02 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001534150 Rupp Robert ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive Vice President Common Stock 2015-02-02 4 M 0 10000.0000 20.6300 A 21407.5430 D Common Stock 2015-02-02 4 M 0 10000.0000 17.8300 A 31407.5430 D Common Stock 2015-02-02 4 S 0 3803.0000 38.9300 D 27604.5430 D Common Stock 2015-02-02 4 S 0 10000.0000 38.9300 D 17604.5430 D Common Stock 2015-02-02 4 S 0 10000.0000 38.9300 D 7604.5430 D Restricted Stock Units 17934.9130 D Stock Option 20.6300 2015-02-02 4 M 0 10000.0000 20.6300 D 2022-02-28 Common Stock 10000.0000 74467.0000 D Stock Option 17.8300 2015-02-02 4 M 0 10000.0000 17.8300 D 2021-11-04 Common Stock 10000.0000 82230.0000 D Stock Option 35.8300 2024-03-04 Common Stock 66100.0000 66100.0000 D Stock Option 24.1500 2023-03-05 Common Stock 89974.0000 89974.0000 D Transaction effected pursuant to a pre-planned trading plan entered into on August 1, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. The options became fully exercisable on November 4, 2014, the third anniversary of the grant date. One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date. One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date. /s/ Anthony J. Salerno, Attorney-in-Fact 2015-02-04