0001225208-14-023804.txt : 20141124 0001225208-14-023804.hdr.sgml : 20141124 20141124161149 ACCESSION NUMBER: 0001225208-14-023804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141120 FILED AS OF DATE: 20141124 DATE AS OF CHANGE: 20141124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kreczko Alan J CENTRAL INDEX KEY: 0001403442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 141246508 MAIL ADDRESS: STREET 1: 1 HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 4 1 doc4.xml X0306 4 2014-11-20 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001403442 Kreczko Alan J ONE HARTFORD PLAZA HARTFORD CT 06155 1 E.V.P. and General Counsel Common Stock 2014-11-20 4 M 0 13166.0000 28.9100 A 32349.2750 D Common Stock 2014-11-20 4 S 0 13166.0000 41.0000 D 19183.2750 D Restricted Stock Units 17857.9940 D Stock Option 28.9100 2014-11-20 4 M 0 13166.0000 28.9100 D 2021-03-01 Common Stock 13166.0000 26332.0000 D Stock Option 83.0000 2016-02-15 Common Stock 2938.0000 2938.0000 D Stock Option 74.8800 2018-02-26 Common Stock 8577.0000 8577.0000 D Stock Option 93.6900 2017-02-27 Common Stock 2884.0000 2884.0000 D Stock Option 20.6300 2022-02-28 Common Stock 40486.0000 40486.0000 D Stock Option 35.8300 2024-03-04 Common Stock 47214.0000 47214.0000 D Stock Option 24.1500 2023-03-05 Common Stock 64267.0000 64267.0000 D Stock Option 92.6900 2017-07-30 Common Stock 2477.0000 2477.0000 D Transaction effected pursuant to a pre-planned trading plan entered into on May 6, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. The options became fully exercisable on February 15, 2009, the third anniversary of the grant date. The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) February 26, 2008, three years from the date of the grant. The options became fully exercisable on February 27, 2010, the third anniversary of the grant date. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date. One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date The option becomes fully exercisable upon the later of: (i) the date on which the closing stock price on the New York Stock Exchange equals or exceeds 125% of the exercise price for 10 consecutive trading days or (ii) July 30, 2010, three years from the date of the grant /s/ Leslie T. Soler, Attorney-in-Fact 2014-11-24