0001225208-14-022802.txt : 20141105 0001225208-14-022802.hdr.sgml : 20141105 20141105160351 ACCESSION NUMBER: 0001225208-14-022802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141105 DATE AS OF CHANGE: 20141105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGEE LIAM E CENTRAL INDEX KEY: 0001283707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 141196925 MAIL ADDRESS: STREET 1: 100 NORTH TRYON ST STREET 2: NC1 007 56 18 CITY: CHARLOTTEE STATE: NC ZIP: 28255 4 1 doc4.xml X0306 4 2014-11-03 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001283707 MCGEE LIAM E ONE HARTFORD PLAZA HARTFORD CT 06155 1 1 Chairman Common Stock 2014-11-03 4 M 0 112461.0000 20.6300 A 114519.1140 D Common Stock 2014-11-03 4 S 0 112461.0000 39.5900 D 2058.1140 D Common Stock 140005.0000 I By Trust Stock Option 20.6300 2014-11-03 4 M 0 112461.0000 20.6300 D 2022-02-28 Common Stock 112461.0000 281151.0000 D Stock Option 28.9100 2021-03-01 Common Stock 302045.0000 302045.0000 D Stock Option 35.8300 2024-03-04 Common Stock 354108.0000 354108.0000 D Stock Option 24.1500 2023-03-05 Common Stock 482005.0000 482005.0000 D Transaction effected pursuant to a pre-planned trading plan entered into on May 2, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $39.42 to $39.81 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016 and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date. One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date. /s/ Anthony J. Salerno, Attorney-in-Fact 2014-11-05