0001225208-14-020243.txt : 20140919 0001225208-14-020243.hdr.sgml : 20140919 20140919160428 ACCESSION NUMBER: 0001225208-14-020243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140917 FILED AS OF DATE: 20140919 DATE AS OF CHANGE: 20140919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIOT DOUGLAS G CENTRAL INDEX KEY: 0001224074 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 141112132 BUSINESS ADDRESS: STREET 1: ONE TOWER SQUARE STREET 2: ATTN GENERAL COUNSEL CITY: HARTFORD STATE: CT ZIP: 06183 BUSINESS PHONE: 860 277 0111 MAIL ADDRESS: STREET 1: TRAVELERSJ PROPERTY CASUALTY CORP STREET 2: ONE TOWER SQ CITY: HARTFORD STATE: CT ZIP: 06118 4 1 doc4.xml X0306 4 2014-09-17 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001224074 ELLIOT DOUGLAS G ONE HARTFORD PLAZA HARTFORD CT 06155 1 President Common Stock 2014-09-17 4 M 0 50000.0000 20.6300 A 66944.1120 D Common Stock 2014-09-17 4 S 0 50000.0000 37.5000 D 16944.1120 D Restricted Stock Units 29617.1470 D Stock Option 20.6300 2014-09-17 4 M 0 50000.0000 20.6300 D 2022-02-28 Common Stock 50000.0000 71457.0000 D Stock Option 35.8300 2024-03-04 Common Stock 94429.0000 94429.0000 D Stock Option 24.1500 2023-03-05 Common Stock 128535.0000 128535.0000 D Stock Option 28.0500 2021-05-04 Common Stock 81320.0000 81320.0000 D Transaction effected pursuant to a pre-planned trading plan entered into on May 2, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date. One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015, and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date. The option became fully exercisable on May 4, 2014, the third anniversary of the grant date. /s/ Anthony J. Salerno, Attorney-in-Fact 2014-09-19