0001225208-14-018547.txt : 20140815 0001225208-14-018547.hdr.sgml : 20140815 20140815160713 ACCESSION NUMBER: 0001225208-14-018547 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140813 FILED AS OF DATE: 20140815 DATE AS OF CHANGE: 20140815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gervasi Martha CENTRAL INDEX KEY: 0001550665 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 141046599 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 4 1 doc4.xml X0306 4 2014-08-13 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001550665 Gervasi Martha ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive Vice President Common Stock 2014-08-13 4 M 0 1843.0000 24.1500 A 8394.9450 D Common Stock 2014-08-13 4 S 0 1841.0000 35.0000 D 6553.9450 D Common Stock 2014-08-13 4 S 0 1843.0000 35.0000 D 4710.9450 D Common Stock 2014-08-14 4 M 0 9403.0000 24.1500 A 14113.9450 D Common Stock 2014-08-14 4 S 0 4710.0000 35.0400 D 9403.9450 D Common Stock 2014-08-14 4 S 0 9403.0000 35.0400 D 0.9450 D Restricted Stock Units 29053.6170 D Stock Option 24.1500 2014-08-13 4 M 0 1843.0000 24.1500 D 2023-03-05 Common Stock 1843.0000 31897.0000 D Stock Option 24.1500 2014-08-14 4 M 0 9403.0000 24.1500 D 2023-03-05 Common Stock 9403.0000 22494.0000 D Stock Option 35.8300 2024-03-04 Common Stock 33050.0000 33050.0000 D Transaction effected pursuant to a pre-planned trading plan entered into on May 2, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $35.04 to $35.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. One-third of the options became exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on Marh 5, 2016, the third anniversary of the grant date. One-third of the options will become exercisable on March 4, 2015, an additional one-third of the options will become exercisable on March 4, 2016, and the remaining one-third of the options will become exercisable on March 4, 2017, the third anniversary of the grant date. /s/ Anthony J. Salerno, Attorney-in-Fact 2014-08-15