0001225208-14-007668.txt : 20140306 0001225208-14-007668.hdr.sgml : 20140306 20140306183825 ACCESSION NUMBER: 0001225208-14-007668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140304 FILED AS OF DATE: 20140306 DATE AS OF CHANGE: 20140306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davey James E CENTRAL INDEX KEY: 0001556903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 14674601 MAIL ADDRESS: STREET 1: 100 MATSONFORD ROAD CITY: RADNOR STATE: PA ZIP: 19087 4 1 doc4.xml X0306 4 2014-03-04 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001556903 Davey James E ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive Vice President Common Stock 2014-03-04 4 M 0 10121.0000 20.6300 A 32965.9550 D Common Stock 2014-03-04 4 F 0 2490.0000 35.1900 D 30475.9550 D Common Stock 2014-03-04 4 S 0 10121.0000 35.2600 D 20354.9550 D Stock Option 20.6300 2014-03-04 4 M 0 10121.0000 20.6300 D 2022-02-28 Common Stock 10121.0000 20243.0000 D Stock Option 28.9100 2021-03-01 Common Stock 20446.0000 20446.0000 D Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with a distribution to the reporting person of restricted stock units pursuant to The Hartford's 2010 Incentive Stock Plan. Transaction effected pursuant to a pre-planned trading plan entered into on November 1, 2013 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $35.17 to $35.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options became exercisable on February 28, 2014 and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. The options became fully exercisable on March 1, 2014, the third anniversary of the grant date. /s/ Anthony J. Salerno, Attorney-in-Fact 2014-03-06