0001225208-13-023168.txt : 20131108 0001225208-13-023168.hdr.sgml : 20131108 20131108160512 ACCESSION NUMBER: 0001225208-13-023168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131106 FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gervasi Martha CENTRAL INDEX KEY: 0001550665 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 131204703 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 4 1 doc4.xml X0306 4 2013-11-06 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001550665 Gervasi Martha ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive Vice President Common Stock 2013-11-06 4 F 0 4994.0000 33.9900 D 13982.8160 D Common Stock 2013-11-07 4 S 0 9670.0000 33.8800 D 4312.8160 D Restricted Stock Units 32151.2770 D Stock Option 24.1500 2023-03-05 Common Stock 33740.0000 33740.0000 D Transaction involving a disposition to the Company of equity securities in satisfaction of tax withholding obligations in connection with the vesting of Restricted Stock Units. Transaction effected pursuant to a pre-planned trading plan entered into on August 2, 2013 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $33.70 to $34.09 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. One-third of the options will become exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date. Anthony J. Salerno, Attorney-in-Fact 2013-11-08