0001225208-13-022580.txt : 20131101 0001225208-13-022580.hdr.sgml : 20131101 20131101103244 ACCESSION NUMBER: 0001225208-13-022580 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131030 FILED AS OF DATE: 20131101 DATE AS OF CHANGE: 20131101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD FINANCIAL SERVICES GROUP INC/DE CENTRAL INDEX KEY: 0000874766 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133317783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 8605475000 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 FORMER COMPANY: FORMER CONFORMED NAME: ITT HARTFORD GROUP INC /DE DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andre Napoli CENTRAL INDEX KEY: 0001500051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13958 FILM NUMBER: 131184686 BUSINESS ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 BUSINESS PHONE: 860-547-3306 MAIL ADDRESS: STREET 1: ONE HARTFORD PLAZA CITY: HARTFORD STATE: CT ZIP: 06155 4 1 doc4.xml X0306 4 2013-10-30 0000874766 HARTFORD FINANCIAL SERVICES GROUP INC/DE HIG 0001500051 Andre Napoli ONE HARTFORD PLAZA HARTFORD CT 06155 1 Executive Vice President Restricted Stock Units 2013-10-30 4 A 0 17548.9910 34.1900 A 46740.6930 D Stock Option 20.6300 2022-02-28 Common Stock 47233.0000 47233.0000 D Stock Option 28.9100 2021-03-01 Common Stock 23234.0000 23234.0000 D Stock Option 24.1500 2023-03-05 Common Stock 51414.0000 51414.0000 D An award consisting of 50% restricted stock units and 50% performance shares, was granted on October 30, 2013 under the Company's 2010 Incentive Stock Plan. The award will be payable in shares of the Company's common stock when it vests on October 30, 2018, subject to: (i) continued employment with the Company and (ii) in the case of the performance shares, the Company's achievement of specified performance criteria. One-third of the options became exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014 and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date. One-third of the options became exercisable on March 1, 2012, an additional one-third of the options became exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date. One-third of the options will become exercisable on March 5, 2014, an additional one-third of the options will become exercisable on March 5, 2015 and the remaining one-third of the options will become exercisable on March 5, 2016, the third anniversary of the grant date. /s/ Leslie T. Soler, Attorney-in-Fact 2013-11-01